0001209191-21-027791.txt : 20210421 0001209191-21-027791.hdr.sgml : 20210421 20210421163109 ACCESSION NUMBER: 0001209191-21-027791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210419 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Scott A CENTRAL INDEX KEY: 0001397778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 21841884 MAIL ADDRESS: STREET 1: INTERCONTINENTALEXCHANGE, INC. STREET 2: 2100 RIVEREDGE PKWY. STE. 500 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-19 0 0001571949 Intercontinental Exchange, Inc. ICE 0001397778 Hill Scott A 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 Chief Financial Officer Common Stock 2021-04-19 4 M 0 17095 41.59 A 160490 D Common Stock 2021-04-19 4 S 0 17095 120.0748 D 143395 D Common Stock 2021-04-20 4 M 0 1492 67.00 A 144887 D Common Stock 2021-04-20 4 M 0 27905 41.59 A 172792 D Common Stock 2021-04-20 4 S 0 27905 120.0869 D 144887 D Common Stock 2021-04-21 4 G 0 3435 0.00 D 141452 D Employee Stock Option (right to buy) Holding 41.59 2021-04-19 4 M 0 17095 0.00 D 2025-01-20 Common Stock 17095 71990 D Employee Stock Option (right to buy) Holding 41.59 2021-04-20 4 M 0 27905 0.00 D 2025-01-20 Common Stock 27905 44085 D Employee Stock Option (right to buy) Holding 67.00 2021-04-20 4 M 0 1492 0.00 D 2028-02-08 Common Stock 1492 46433 D The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations. The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. These options are fully vested. /s/ Octavia N. Spencer, Attorney-in-fact 2021-04-21