0001209191-21-027791.txt : 20210421
0001209191-21-027791.hdr.sgml : 20210421
20210421163109
ACCESSION NUMBER: 0001209191-21-027791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210419
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Scott A
CENTRAL INDEX KEY: 0001397778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 21841884
MAIL ADDRESS:
STREET 1: INTERCONTINENTALEXCHANGE, INC.
STREET 2: 2100 RIVEREDGE PKWY. STE. 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-19
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001397778
Hill Scott A
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
0
1
0
0
Chief Financial Officer
Common Stock
2021-04-19
4
M
0
17095
41.59
A
160490
D
Common Stock
2021-04-19
4
S
0
17095
120.0748
D
143395
D
Common Stock
2021-04-20
4
M
0
1492
67.00
A
144887
D
Common Stock
2021-04-20
4
M
0
27905
41.59
A
172792
D
Common Stock
2021-04-20
4
S
0
27905
120.0869
D
144887
D
Common Stock
2021-04-21
4
G
0
3435
0.00
D
141452
D
Employee Stock Option (right to buy) Holding
41.59
2021-04-19
4
M
0
17095
0.00
D
2025-01-20
Common Stock
17095
71990
D
Employee Stock Option (right to buy) Holding
41.59
2021-04-20
4
M
0
27905
0.00
D
2025-01-20
Common Stock
27905
44085
D
Employee Stock Option (right to buy) Holding
67.00
2021-04-20
4
M
0
1492
0.00
D
2028-02-08
Common Stock
1492
46433
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations.
The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting.
These options are fully vested.
/s/ Octavia N. Spencer, Attorney-in-fact
2021-04-21