0001209191-20-047937.txt : 20200821 0001209191-20-047937.hdr.sgml : 20200821 20200821163203 ACCESSION NUMBER: 0001209191-20-047937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200819 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Scott A CENTRAL INDEX KEY: 0001397778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 201123798 MAIL ADDRESS: STREET 1: INTERCONTINENTALEXCHANGE, INC. STREET 2: 2100 RIVEREDGE PKWY. STE. 500 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-19 0 0001571949 Intercontinental Exchange, Inc. ICE 0001397778 Hill Scott A 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 Chief Financial Officer Common Stock 2020-08-19 4 M 0 3305 41.37 A 139736 D Common Stock 2020-08-19 4 M 0 2510 41.59 A 142246 D Common Stock 2020-08-19 4 M 0 1995 50.01 A 144241 D Common Stock 2020-08-19 4 M 0 1751 57.31 A 145992 D Employee Stock Option (right to buy) Holding 41.37 2020-08-19 4 M 0 3305 0.00 D 2024-01-17 Common Stock 3305 79600 D Employee Stock Option (right to buy) Holding 41.59 2020-08-19 4 M 0 2510 0.00 D 2025-01-20 Common Stock 2510 89085 D Employee Stock Option (right to buy) Holding 50.01 2020-08-19 4 M 0 1995 0.00 D 2026-01-14 Common Stock 1995 73930 D Employee Stock Option (right to buy) Holding 57.31 2020-08-19 4 M 0 1751 0.00 D 2027-01-18 Common Stock 1751 62119 D The common stock number referred in Table I is an aggregate number and represents 120,979 shares of common stock and 25,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting. These options are fully vested. /s/ Octavia N. Spencer, Attorney-in-fact 2020-08-21