0001209191-19-021419.txt : 20190327 0001209191-19-021419.hdr.sgml : 20190327 20190327162207 ACCESSION NUMBER: 0001209191-19-021419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Scott A CENTRAL INDEX KEY: 0001397778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 19708589 MAIL ADDRESS: STREET 1: INTERCONTINENTALEXCHANGE, INC. STREET 2: 2100 RIVEREDGE PKWY. STE. 500 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-25 0 0001571949 Intercontinental Exchange, Inc. ICE 0001397778 Hill Scott A 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 Chief Financial Officer Common Stock 2019-03-25 4 M 0 11675 22.50 A 188688 D Common Stock 2019-03-25 4 S 0 21978 73.199 D 166710 D Common Stock 2019-03-25 4 S 0 4955 73.8623 D 161755 D Employee Stock Option (right to buy) Holding 22.50 2019-03-25 4 M 0 11675 0.00 D 2021-01-11 Common Stock 11675 11675 D The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $72.78 - $73.77. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $73.79 - $73.99. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The common stock number referred in Table I is an aggregate number and represents 127,602 shares of common stock and 34,153 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. These options are fully vested. /s/ Octavia N. Spencer, Attorney-in-fact 2019-03-27 EX-24 2 attachment1.htm EX-24 DOCUMENT

EXHIBIT 24

POWER OF ATTORNEY


      KNOW ALL PERSONS BY THESE PRESENTS that the undersigned does hereby make,
constitute and appoint each of Andrew J. Surdykowski, Octavia N. Spencer and
Tate E. Braun (and any other employee of Intercontinental Exchange, Inc. (the
"Company") designated in writing by one of the attorneys-in-fact), acting
individually, its true and lawful attorney, to do and perform any and all acts
for and on behalf of the undersigned to complete, execute and deliver in its
name and on its behalf, any and all filings and any Form ID applications,
required to be made by the undersigned under the Securities Exchange Act of
1934, as amended (the "Act"), relating to the Company with respect to securities
of the Company that may be deemed to be beneficially owned by the undersigned
under the Act, giving and granting unto each said attorney-in-fact power and
authority to act in the premises as fully and to all intents and purposes as the
undersigned might or could do if personally present by one of its authorized
signatories, hereby ratifying and confirming all that said attorney-in-fact
shall lawfully do or cause to be done by virtue hereof.  The undersigned
acknowledges that said attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming, nor is the Company assuming, any
of the undersigned's responsibilities to comply with Section 16 of the Act.

      THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned, until the undersigned is no longer
required to make filings under the Act or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of the Company or one of its affiliates.

      IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of February 27, 2019.



/s/ Scott A. Hill