0001209191-18-058293.txt : 20181113
0001209191-18-058293.hdr.sgml : 20181113
20181113164444
ACCESSION NUMBER: 0001209191-18-058293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181108
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Scott A
CENTRAL INDEX KEY: 0001397778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 181178647
MAIL ADDRESS:
STREET 1: INTERCONTINENTALEXCHANGE, INC.
STREET 2: 2100 RIVEREDGE PKWY. STE. 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-08
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001397778
Hill Scott A
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
0
1
0
0
Chief Financial Officer
Common Stock
2018-11-08
4
M
0
11272
22.50
A
172395
D
Common Stock
2018-11-08
4
S
0
11272
80.00
D
161123
D
Employee Stock Option (right to buy) Holding
22.50
2018-11-08
4
M
0
11272
0.00
D
2021-01-11
Common Stock
11272
23753
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The common stock number referred in Table I is an aggregate number and represents 121,021 shares of common stock and 40,102 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.
These options are fully vested.
/s/ Andrew J. Surdykowski, Attorney-in-fact
2018-11-13