0001593968-23-001136.txt : 20230731 0001593968-23-001136.hdr.sgml : 20230731 20230731174428 ACCESSION NUMBER: 0001593968-23-001136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buchanan Lucas W. CENTRAL INDEX KEY: 0001769830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 231128770 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2023-05-19 0001397702 Silk Road Medical Inc SILK 0001769830 Buchanan Lucas W. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 true COO/CFO false Common Stock 2023-05-19 5 A false E 507 26.17 A 206082 D Common Stock 2023-07-28 4 M false 7643 1.6 A 213725 D Common Stock 2023-07-28 4 M false 2000 20 A 215725 D Option (right to buy) 1.6 2023-07-28 4 M false 7643 0 D 2015-12-03 2025-12-03 Common Stock 7643 0 D Option (right to buy) 20 2023-07-28 4 M false 2000 0 D 2019-05-03 2029-04-03 Common Stock 2000 5331 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c). All of the shares subject to the option are fully vested and exercisable as of the date hereof. /s/Mhairi Jones, by power of attorney 2023-07-31