0001593968-22-000657.txt : 20220307
0001593968-22-000657.hdr.sgml : 20220307
20220307185655
ACCESSION NUMBER: 0001593968-22-000657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220303
FILED AS OF DATE: 20220307
DATE AS OF CHANGE: 20220307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rogers Erica J.
CENTRAL INDEX KEY: 0001769940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 22719806
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2022-03-03
0001397702
Silk Road Medical Inc
SILK
0001769940
Rogers Erica J.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
true
true
false
false
President and CEO
Common Stock
2022-03-03
4
A
false
93570
0
A
225749
D
Common Stock
2022-03-03
4
A
false
23000
0
A
248749
D
Common Stock
2022-03-03
4
F
false
3100
35.7212
D
245649
D
Common Stock
83843
I
Trustees of The Surace/Rogers Family Trust
Option (right to buy)
36.01
2022-03-03
4
A
false
85320
0
A
2022-04-01
2032-03-03
Common Stock
85320
85320
D
Option (right to buy)
36.01
2022-03-03
4
A
false
162700
0
A
2022-04-01
2032-03-03
Common Stock
162700
162700
D
The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of SILK common stock. 25% of the shares shall vest on March 1, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Represents shares that have been sold by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
These shares are held directly by Kevin J. Surace and Erica J. Rogers, as Trustees of The Surace Rogers Family Trust.
One forty-eighth of the shares subject to the option shall vest on April 1, 2022 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/Mhairi Jones, by power of attorney
2022-03-07