0001593968-21-001213.txt : 20210430
0001593968-21-001213.hdr.sgml : 20210430
20210430202837
ACCESSION NUMBER: 0001593968-21-001213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210428
FILED AS OF DATE: 20210430
DATE AS OF CHANGE: 20210430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buchanan Lucas W.
CENTRAL INDEX KEY: 0001769830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 21880837
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2021-04-28
0001397702
Silk Road Medical Inc
SILK
0001769830
Buchanan Lucas W.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
false
true
false
false
COO/CFO
Common Stock
2021-04-28
4
M
false
8673
12.15
A
185445
D
Common Stock
2021-04-28
4
S
false
8673
61.4334
D
176772
D
Common Stock
2021-04-28
4
M
false
1327
20
A
178099
D
Common Stock
2021-04-28
4
S
false
1327
61.4334
D
176772
D
Common Stock
13518
I
Buchanan Grandchildren's Irrevocable Trust
Option (right to buy)
12.15
2021-04-28
4
M
false
8673
0
D
2017-09-01
2027-11-30
Common Stock
8673
7720
D
Option (right to buy)
20
2021-04-28
4
M
false
1327
0
D
2019-05-03
2029-04-03
Common Stock
1327
69043
D
The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
This transaction was executed in multiple trades at price ranging from $60.07 to $62.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
One forty-eighth of the shares subject to the option shall vest on September 1, 2017 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/Mhairi Jones, by power of attorney
2021-04-30