0001593968-20-000921.txt : 20200331 0001593968-20-000921.hdr.sgml : 20200331 20200331182406 ACCESSION NUMBER: 0001593968-20-000921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buchanan Lucas W. CENTRAL INDEX KEY: 0001769830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 20763198 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2020-03-27 0001397702 Silk Road Medical Inc SILK 0001769830 Buchanan Lucas W. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 false true false false Chief Financial Officer Common Stock 2020-03-27 4 A false 4675 0 A 94085 D Common Stock 13518 I Buchanan Grandchildren's Irrevocable Trust Option (right to buy) 30.93 2020-03-27 4 A false 32175 0 A 2020-04-01 2030-03-27 Common Stock 32175 32175 D The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of SILK common stock. 25% of the RSUs vest on March 1, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee. One forty-eighth of the shares subject to the option shall vest on April 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/Mhairi Jones, by power of attorney 2020-03-31