0001593968-20-000843.txt : 20200318
0001593968-20-000843.hdr.sgml : 20200318
20200318200935
ACCESSION NUMBER: 0001593968-20-000843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buchanan Lucas W.
CENTRAL INDEX KEY: 0001769830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 20726145
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2020-03-16
0001397702
Silk Road Medical Inc
SILK
0001769830
Buchanan Lucas W.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
false
true
false
false
Chief Financial Officer
Common Stock
2020-03-16
4
M
false
100
1.6
A
89510
D
Common Stock
2020-03-16
4
S
false
100
30.25
D
89410
D
Common Stock
13518
I
Buchanan Grandchildren's Irrevocable Trust
Option (right to buy)
1.60
2020-03-16
4
M
false
100
0
D
2016-09-04
2026-08-04
Common Stock
100
46279
D
The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 5, 2019.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
One forty-eighth of the shares subject to the option shall vest on September 4, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/Mhairi Jones, by power of attorney
2020-03-18