0001441816-20-000139.txt : 20200707 0001441816-20-000139.hdr.sgml : 20200707 20200707183127 ACCESSION NUMBER: 0001441816-20-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ittycheria Dev CENTRAL INDEX KEY: 0001397383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 201016883 MAIL ADDRESS: STREET 1: C/O MONGO DB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_159416107256959.xml FORM 4 X0306 4 2020-07-02 0 0001441816 MongoDB, Inc. MDB 0001397383 Ittycheria Dev C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 1 1 0 0 President & CEO Class A Common Stock 2020-07-02 4 S 0 8963 222.85 D 232204 D Class A Common Stock 2020-07-02 4 S 0 192 224.28 D 232012 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 63855 0 D 2024-09-12 Class B Common Stock 63855.0 0 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 63855 0 A 2024-09-12 Class A Common Stock 63855.0 63855 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 1074181 0 D 2024-09-12 Class B Common Stock 1074181.0 0 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 1074181 0 A 2024-09-12 Class A Common Stock 1074181.0 1074181 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 200000 0 D 2024-09-12 Class B Common Stock 200000.0 0 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 200000 0 A 2024-09-12 Class A Common Stock 200000.0 200000 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 750000 0 D 2026-04-13 Class B Common Stock 750000.0 0 D Employee Stock Option (Right to Buy) 6.5 2020-06-11 5 J 0 E 750000 0 A 2026-04-13 Class A Common Stock 750000.0 750000 D The transaction reported represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $224.21 to $224.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock. 44,698 shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining 19,157 shares shall become exercisable in 3 substantially equal annual installments beginning on January 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date. Immediately exercisable and fully vested. All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 541,666 shares are vested. The remaining 208,334 shares shall vest in 10 substantially equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date. /s/ Sophie Hubscher, Attorney-in-Fact 2020-07-07