0001441816-19-000236.txt : 20191203 0001441816-19-000236.hdr.sgml : 20191203 20191203171454 ACCESSION NUMBER: 0001441816-19-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191202 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ittycheria Dev CENTRAL INDEX KEY: 0001397383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 191266464 MAIL ADDRESS: STREET 1: C/O MONGO DB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_157541127711064.xml FORM 4 X0306 4 2019-12-02 0 0001441816 MongoDB, Inc. MDB 0001397383 Ittycheria Dev C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 1 1 0 0 President & CEO Class A Common Stock 2019-12-02 4 C 0 23000 0 A 206845 D Class A Common Stock 2019-12-02 4 S 0 2403 136.72 D 204442 D Class A Common Stock 2019-12-02 4 S 0 4702 138.05 D 199740 D Class A Common Stock 2019-12-02 4 S 0 2100 139.02 D 197640 D Class A Common Stock 2019-12-02 4 S 0 5175 140.37 D 192465 D Class A Common Stock 2019-12-02 4 S 0 4622 141.22 D 187843 D Class A Common Stock 2019-12-02 4 S 0 496 141.93 D 187347 D Class A Common Stock 2019-12-02 4 S 0 1300 143.31 D 186047 D Class A Common Stock 2019-12-02 4 S 0 700 144.13 D 185347 D Class A Common Stock 2019-12-02 4 S 0 1002 145.79 D 184345 D Class A Common Stock 2019-12-02 4 S 0 500 147.18 D 183845 D Employee Stock Option (Right to Buy) 6.5 2019-12-02 4 M 0 23000 0 D 2024-09-12 Class B Common Stock 23000.0 1242181 D Class B Common Stock 2019-12-02 4 M 0 23000 0 A Class A Common Stock 23000.0 38964 D Class B Common Stock 2019-12-02 4 C 0 23000 0 D Class A Common Stock 23000.0 15964 D Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.51 to $137.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.66 to $138.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.70 to $139.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.78 to $140.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.82 to $141.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.88 to $142.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.95 to $143.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.99 to $144.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.22 to $146.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Immediately exercisable and fully vested. /s/ Andrew Stephens, Attorney-in-Fact 2019-12-03