0001127602-20-000886.txt : 20200103 0001127602-20-000886.hdr.sgml : 20200103 20200103182221 ACCESSION NUMBER: 0001127602-20-000886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanborn Scott CENTRAL INDEX KEY: 0001397362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 20507371 MAIL ADDRESS: STREET 1: C/O REDENVELOPE, INC. STREET 2: 149 NEW MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-01 0001409970 LendingClub Corp LC 0001397362 Sanborn Scott C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 CEO Common Stock 2020-01-01 4 M 0 22844 0 A 522540 D Common Stock 2020-01-01 4 F 0 12659 12.62 D 509881 D Restricted Stock Unit (RSU) 0 2020-01-01 4 M 0 22844 0 D Common Stock 22844 0 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. The RSUs vested as to 50% of the total shares on each vest date January 1, 2019 and January 1, 2020. Not applicable. /s/ Bhavit Sheth, attorney-in-fact 2020-01-03