0001752724-21-042959.txt : 20210226
0001752724-21-042959.hdr.sgml : 20210226
20210226120339
ACCESSION NUMBER: 0001752724-21-042959
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210226
PERIOD START: 20201231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuveen Tax-Advantaged Dividend Growth Fund
CENTRAL INDEX KEY: 0001397173
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22058
FILM NUMBER: 21685894
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60438
BUSINESS PHONE: 312-917-8146
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60438
NPORT-P
1
primary_doc.xml
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Nuveen Tax-Advantaged Dividend Growth Fund
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Chicago
60606
312-917-7700
Nuveen Tax-Advantaged Dividend Growth Fund
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2020-12-31
2020-12-31
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VOYA FINANCIAL INC
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Voya Financial Inc
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USD
1046925.00000000
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DBT
CORP
US
N
2
N/A
Fixed
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N
N
N
N
N
N
Grifols SA
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Grifols SA
398438408
138648.00000000
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USD
2556669.12000000
1.098059485513
Long
EC
CORP
ES
N
1
N
N
N
Citigroup Inc
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Citigroup Inc
172967358
30400.00000000
NS
USD
864576.00000000
0.371325280350
Long
EP
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F739
8300.00000000
NS
USD
426371.00000000
0.183121357877
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EP
CORP
US
N
1
N
N
N
Hartford Financial Services Group Inc/The
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Hartford Financial Services Group Inc/The
416518504
27150.00000000
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USD
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0.321949372167
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EP
CORP
US
N
1
N
N
N
LIBERTY MUTUAL GROUP INC
QUR0DG15Z6FFGYCHH861
Liberty Mutual Group Inc
53079EAN4
895000.00000000
PA
USD
1147227.84000000
0.492720939875
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DBT
CORP
US
Y
2
2037-03-15
Fixed
7.80000000
N
N
N
N
N
N
B Riley Financial Inc
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B Riley Financial Inc
05580M306
11100.00000000
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USD
282717.00000000
0.121423644982
Long
EP
CORP
US
N
1
N
N
N
Capital One Financial Corp
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Capital One Financial Corp
14040H824
21300.00000000
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USD
566367.00000000
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EP
CORP
US
N
1
N
N
N
National General Holdings Corp
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National General Holdings Corp
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USD
231245.56000000
0.099317263487
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EP
CORP
US
N
1
N
N
N
TRIPADVISOR INC
549300XVG45PT5BART17
TripAdvisor Inc
896945AA0
475000.00000000
PA
USD
513000.00000000
0.220327500207
Long
DBT
CORP
US
Y
2
2025-07-15
Fixed
7.00000000
N
N
N
N
N
N
METLIFE INC
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MetLife Inc
59156RAV0
1000000.00000000
PA
USD
1712244.49000000
0.735388982897
Long
DBT
CORP
US
N
2
2039-08-01
Fixed
10.75000000
N
N
N
N
N
N
NORDSTROM INC
549300S3IZB5P35KNV16
Nordstrom Inc
655664AU4
700000.00000000
PA
USD
783986.79000000
0.336713157186
Long
DBT
CORP
US
Y
2
2025-05-15
Fixed
8.75000000
N
N
N
N
N
N
AMKOR TECHNOLOGY INC
529900VHLRTKPWZJBM84
Amkor Technology Inc
031652BK5
810000.00000000
PA
USD
878850.00000000
0.377455796408
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
6.62500000
N
N
N
N
N
N
Synchrony Financial
549300RS7EWPM9MA6C78
Synchrony Financial
87165B202
17000.00000000
NS
USD
453900.00000000
0.194944741411
Long
EP
CORP
US
N
1
N
N
N
FORD MOTOR COMPANY
20S05OYHG0MQM4VUIC57
Ford Motor Co
345370CW8
385000.00000000
PA
USD
473107.25000000
0.203194030648
Long
DBT
CORP
US
N
2
2025-04-22
Fixed
9.00000000
N
N
N
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
15796.00000000
NS
USD
5539341.28000000
2.379082294387
Long
EC
CORP
US
N
1
N
N
N
FARM CREDIT BK OF TEXAS
V1EBJIOLRNYDHDF63Z33
Farm Credit Bank of Texas
30767EAC3
525000.00000000
PA
USD
564375.00000000
0.242392461851
Long
DBT
USGSE
US
Y
2
N/A
Fixed
6.20000000
N
N
N
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773605
29100.00000000
NS
USD
847392.00000000
0.363944953325
Long
EP
CORP
US
N
1
N
N
N
ALTICE FINANCING SA
549300DIYGW8HVDF7Q17
Altice Financing SA
02154CAE3
800000.00000000
PA
USD
844240.00000000
0.362591206190
Long
DBT
CORP
LU
Y
2
2026-05-15
Fixed
7.50000000
N
N
N
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
31023.00000000
NS
USD
4979501.73000000
2.138637755266
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
G5960L103
24781.00000000
NS
USD
2902846.34000000
1.246738552787
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie Inc
00287Y109
32333.00000000
NS
USD
3464480.95000000
1.487954049183
Long
EC
CORP
US
N
1
N
N
N
Restaurant Brands International Inc
5299009RXTX9DN9AKJ98
Restaurant Brands International Inc
76131D103
51301.00000000
NS
USD
3135004.11000000
1.346447599800
Long
EC
CORP
US
N
1
N
N
N
S&P 500 Index
N/A
S&P 500 Index
N/A
-26.00000000
NC
USD
-28210.00000000
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N/A
DE
CORP
US
N
1
N/A
N/A
Call
Written
S&P 500 Index
SPX
100.00000000
3850.00000000
USD
2021-01-15
XXXX
9188.90000000
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
18140.00000000
NS
USD
3777110.80000000
1.622224913395
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148BAC2
550000.00000000
PA
USD
600721.00000000
0.258002643766
Long
DBT
CORP
US
N
2
N/A
Fixed
5.30000000
N
N
N
N
N
N
FORD MOTOR COMPANY
20S05OYHG0MQM4VUIC57
Ford Motor Co
345370CV0
350000.00000000
PA
USD
394653.00000000
0.169498847835
Long
DBT
CORP
US
N
2
2023-04-21
Fixed
8.50000000
N
N
N
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
24355.00000000
NS
USD
2056779.75000000
0.883362847554
Long
EC
CORP
US
N
1
N
N
N
AIA Group Ltd
ZP5ILWVSYE4LJGMMVD57
AIA Group Ltd
001317205
69039.00000000
NS
USD
3391886.07000000
1.456775397257
Long
EC
CORP
HK
N
2
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617474AA9
665000.00000000
PA
USD
658350.00000000
0.282753625266
Long
DBT
CORP
US
N
2
N/A
Variable
4.04688000
N
N
N
N
N
N
Packaging Corp of America
549300XZP8MFZFY8TJ84
Packaging Corp of America
695156109
14463.00000000
NS
USD
1994592.33000000
0.856654077977
Long
EC
CORP
US
N
1
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EU4
170000.00000000
PA
USD
198475.00000000
0.085242691235
Long
DBT
CORP
US
N
2
N/A
Fixed
6.30000000
N
N
N
N
N
N
Cowen Inc
5493008QI0EFC5WBED75
Cowen Inc
223622705
15175.00000000
NS
USD
382561.75000000
0.164305797373
Long
EP
CORP
US
N
1
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions Inc
620076307
19975.00000000
NS
USD
3396948.50000000
1.458949651734
Long
EC
CORP
US
N
1
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
904767704
52548.00000000
NS
USD
3171797.28000000
1.362249836000
Long
EC
CORP
GB
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
51208.00000000
NS
USD
6794789.52000000
2.918282630370
Long
EC
CORP
US
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
33511.00000000
NS
USD
5273961.18000000
2.265104645190
Long
EC
CORP
US
N
1
N
N
N
B Riley Financial Inc
N/A
B Riley Financial Inc
05580M405
5712.00000000
NS
USD
145484.64000000
0.062483951364
Long
EP
CORP
US
N
1
N
N
N
Fidelity National Information Services Inc
6WQI0GK1PRFVBA061U48
Fidelity National Information Services Inc
31620M106
32057.00000000
NS
USD
4534783.22000000
1.947636356427
Long
EC
CORP
US
N
1
N
N
N
Farm Credit Bank of Texas
V1EBJIOLRNYDHDF63Z33
Farm Credit Bank of Texas
30767E406
4750.00000000
NS
USD
508250.00000000
0.218287430761
Long
EP
USGSE
US
Y
2
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
641069406
28733.00000000
NS
USD
3384747.40000000
1.453709421982
Long
EC
CORP
CH
N
2
N
N
N
Qwest Corp
549300R2L4N683OO1509
Qwest Corp
74913G873
19700.00000000
NS
USD
507472.00000000
0.217953288860
Long
EP
CORP
US
N
1
N
N
N
LVMH Moet Hennessy Louis Vuitton SE
IOG4E947OATN0KJYSD45
LVMH Moet Hennessy Louis Vuitton SE
502441306
31334.00000000
NS
USD
3908289.82000000
1.678564768281
Long
EC
CORP
FR
N
2
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
34828.00000000
NS
USD
2978142.28000000
1.279077278393
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267702
32975.00000000
NS
USD
965178.25000000
0.414532770131
Long
EP
CORP
US
N
1
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
EP0572651
31236.00000000
NS
USD
911466.48000000
0.391464193102
Long
EP
CORP
BM
N
1
N
N
N
New York Community Bancorp Inc
529900HVXOTLY61GL030
New York Community Bancorp Inc
649445202
33214.00000000
NS
USD
951913.24000000
0.408835603477
Long
EP
CORP
US
N
1
N
N
N
ARCELORMITTAL
2EULGUTUI56JI9SAL165
ArcelorMittal SA
03938LAP9
225000.00000000
PA
USD
315702.00000000
0.135590316706
Long
DBT
CORP
LU
N
2
2039-10-15
Fixed
7.25000000
N
N
N
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RBS6
325000.00000000
PA
USD
495231.95000000
0.212696330539
Long
DBT
CORP
US
Y
2
2038-04-08
Fixed
9.25000000
N
N
N
N
N
N
S&P 500 Index
N/A
S&P 500 Index
N/A
-105.00000000
NC
USD
-554400.00000000
-0.23810831601
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Written
S&P 500 Index
SPX
100.00000000
3750.00000000
USD
2021-01-15
XXXX
-83051.98000000
N
N
N
CHS Inc
XEIEFTLYDQ1MZ6TZV015
CHS Inc
12542R308
550.00000000
NS
USD
15829.00000000
0.006798370371
Long
EP
CORP
US
N
1
N
N
N
SAP SE
529900D6BF99LW9R2E68
SAP SE
803054204
34421.00000000
NS
USD
4488154.19000000
1.927609733392
Long
EC
CORP
DE
N
1
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851BK4
600000.00000000
PA
USD
641250.00000000
0.275409375259
Long
DBT
CORP
US
N
2
N/A
Fixed
4.87500000
N
N
N
N
N
N
FNB Corp/PA
PCYSKIGYNYFDTBLVZU83
FNB Corp/PA
30255P103
31541.00000000
NS
USD
895764.40000000
0.384720333386
Long
EP
CORP
US
N
1
N
N
N
KDDI Corp
5299003FU7V4I45FU310
KDDI Corp
48667L106
307984.00000000
NS
USD
4570482.56000000
1.962968805435
Long
EC
CORP
JP
N
2
N
N
N
L BRANDS INC
GR3KVMWVCR54YWQNXU90
L Brands Inc
501797AL8
825000.00000000
PA
USD
926062.50000000
0.397733012984
Long
DBT
CORP
US
N
2
2035-11-01
Fixed
6.87500000
N
N
N
N
N
N
Philip Morris International Inc
HL3H1H2BGXWVG3BSWR90
Philip Morris International Inc
718172109
37983.00000000
NS
USD
3144612.57000000
1.350574320994
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
46204.00000000
NS
USD
3564638.60000000
1.530970588464
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513402
48779.00000000
NS
USD
1240449.97000000
0.532758754430
Long
EP
CORP
US
N
1
N
N
N
DISCOVER FINANCIAL SVS
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709AN8
850000.00000000
PA
USD
909500.00000000
0.390619612941
Long
DBT
CORP
US
N
2
N/A
Fixed
5.50000000
N
N
N
N
N
N
Alps Alpine Co Ltd
529900PWNU4ASLY9VI90
Alps Alpine Co Ltd
021090204
65649.00000000
NS
USD
1726988.85000000
0.741721513074
Long
EC
CORP
JP
N
2
N
N
N
Qwest Corp
549300R2L4N683OO1509
Qwest Corp
74913G808
11563.00000000
NS
USD
293353.31000000
0.125991815730
Long
EP
CORP
US
N
1
N
N
N
BAE Systems PLC
8SVCSVKSGDWMW2QHOH83
BAE Systems PLC
05523R107
107807.00000000
NS
USD
2926960.05000000
1.257095109210
Long
EC
CORP
GB
N
2
N
N
N
Koninklijke DSM NV
724500SNT1MK246AHP04
Koninklijke DSM NV
780249108
144464.00000000
NS
USD
6245178.72000000
2.682231219744
Long
EC
CORP
NL
N
2
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973833
56493.00000000
NS
USD
1506103.38000000
0.646853787076
Long
EP
CORP
US
N
1
N
N
N
Mondelez International Inc
549300DV9GIB88LZ5P30
Mondelez International Inc
609207105
35640.00000000
NS
USD
2083870.80000000
0.894998136686
Long
EC
CORP
US
N
1
N
N
N
Southern Co/The
549300FC3G3YU2FBZD92
Southern Co/The
842587602
13100.00000000
NS
USD
679890.00000000
0.292004803345
Long
EP
CORP
US
N
1
N
N
N
Stifel Financial Corp
549300E5F07FE5GHJX84
Stifel Financial Corp
860630409
31470.00000000
NS
USD
817590.60000000
0.351145600568
Long
EP
CORP
US
N
1
N
N
N
NEXTERA ENERGY CAPITAL
UMI46YPGBLUE4VGNNT48
NextEra Energy Capital Holdings Inc
65339KBK5
850000.00000000
PA
USD
1001017.08000000
0.429925128463
Long
DBT
CORP
US
N
2
2079-05-01
Variable
5.65000000
N
N
N
N
N
N
Stifel Financial Corp
549300E5F07FE5GHJX84
Stifel Financial Corp
860630706
20626.00000000
NS
USD
573815.32000000
0.246446968882
Long
EP
CORP
US
N
1
N
N
N
GMAC Capital Trust I
N/A
GMAC Capital Trust I
361860208
49015.00000000
NS
USD
1325855.75000000
0.569439538077
Long
EP
CORP
US
N
1
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBH7
845000.00000000
PA
USD
837648.50000000
0.359760234030
Long
DBT
CORP
US
N
2
N/A
Variable
4.02538000
N
N
N
N
N
N
National General Holdings Corp
549300HUE7OCQI86BK16
National General Holdings Corp
636220709
24434.00000000
NS
USD
615736.80000000
0.264451754249
Long
EP
CORP
US
N
1
N
N
N
PROGRESSIVE CORP
529900TACNVLY9DCR586
Progressive Corp/The
743315AU7
500000.00000000
PA
USD
521250.00000000
0.223870778719
Long
DBT
CORP
US
N
2
N/A
Fixed
5.37500000
N
N
N
N
N
N
Algonquin Power & Utilities Corp
549300K5VIUTJXQL7X75
Algonquin Power & Utilities Corp
015857808
32500.00000000
NS
USD
914550.00000000
0.392788528879
Long
EP
CORP
CA
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
825.00000000
NS
USD
1252267.50000000
0.537834245353
Long
EP
CORP
US
N
1
N
N
N
SSE PLC
549300KI75VYLLMSK856
SSE PLC
78467K107
203027.00000000
NS
USD
4125508.64000000
1.771857710988
Long
EC
CORP
GB
N
2
N
N
N
HKT Trust & HKT Ltd
N/A
HKT Trust & HKT Ltd
404199101
268016.00000000
NS
USD
3477293.19000000
1.493456756418
Long
EC
CORP
N/A
N
2
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
H1467J104
14526.00000000
NS
USD
2235841.92000000
0.960267955348
Long
EC
CORP
US
N
1
N
N
N
Reckitt Benckiser Group PLC
5493003JFSMOJG48V108
Reckitt Benckiser Group PLC
756255204
191864.00000000
NS
USD
3476575.68000000
1.493148594264
Long
EC
CORP
GB
N
2
N
N
N
ORIX Corp
35380016EMHNBOVYE123
ORIX Corp
686330101
49239.00000000
NS
USD
3807651.87000000
1.635341945767
Long
EC
CORP
JP
N
1
N
N
N
Marsh & McLennan Cos Inc
549300XMP3KDCKJXIU47
Marsh & McLennan Cos Inc
571748102
21655.00000000
NS
USD
2533635.00000000
1.088166600368
Long
EC
CORP
US
N
1
N
N
N
M&T BANK CORPORATION
549300WYXDDBYRASEG81
M&T Bank Corp
55261FAG9
975000.00000000
PA
USD
1079812.50000000
0.463766839801
Long
DBT
CORP
US
N
2
N/A
Fixed
6.45000000
N
N
N
N
N
N
Enstar Group Ltd
213800AMAL5QFXVUCN04
Enstar Group Ltd
29359U109
32400.00000000
NS
USD
914976.00000000
0.392971490897
Long
EP
CORP
BM
N
1
N
N
N
Trane Technologies PLC
549300BURLR9SLYY2705
Trane Technologies PLC
G8994E103
21259.00000000
NS
USD
3085956.44000000
1.325382199172
Long
EC
CORP
US
N
1
N
N
N
People's United Financial Inc
ROPY7PEPIPIDJNF0BO69
People's United Financial Inc
712704204
14188.00000000
NS
USD
397264.00000000
0.170620241798
Long
EP
CORP
US
N
1
N
N
N
Accenture PLC
N/A
Accenture PLC
G1151C101
19680.00000000
NS
USD
5140612.80000000
2.207833075556
Long
EC
CORP
US
N
1
N
N
N
CHS Inc
XEIEFTLYDQ1MZ6TZV015
CHS Inc
12542R704
48065.00000000
NS
USD
1342455.45000000
0.576568915085
Long
EP
CORP
US
N
1
N
N
N
International Flavors & Fragrances Inc
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
34532.00000000
NS
USD
3758462.88000000
1.614215849852
Long
EC
CORP
US
N
1
N
N
N
ITOCHU Corp
J48DJYXDTLHM30UMYI18
ITOCHU Corp
465717106
105085.00000000
NS
USD
6067607.90000000
2.605966629334
Long
EC
CORP
JP
N
2
N
N
N
VIACOMCBS INC
5KYC8KF17ROCY24M3H09
ViacomCBS Inc
925524AX8
575000.00000000
PA
USD
830979.67000000
0.356896049541
Long
DBT
CORP
US
N
2
2036-04-30
Fixed
6.87500000
N
N
N
N
N
N
METLIFE CAPITAL TRUST IV
N/A
MetLife Capital Trust IV
591560AA5
300000.00000000
PA
USD
423000.00000000
0.181673552802
Long
DBT
CORP
US
Y
2
2037-12-15
Fixed
7.87500000
N
N
N
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
17159.00000000
NS
USD
3649719.30000000
1.567511754053
Long
EC
CORP
US
N
1
N
N
N
ALBERTSONS COS/SAFEWAY
N/A
Albertsons Cos Inc / Safeway Inc / New Albertsons LP / Albertsons LLC
013092AA9
875000.00000000
PA
USD
979168.75000000
0.420541526255
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
7.50000000
N
N
N
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
04686J309
15300.00000000
NS
USD
427482.00000000
0.183598519383
Long
EP
CORP
BM
N
1
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
39759.00000000
NS
USD
3252286.20000000
1.396818885782
Long
EC
CORP
US
N
1
N
N
N
SEALED AIR CORP
Q0M0CZB4YN6JZ65WXI09
Sealed Air Corp
81211KAK6
325000.00000000
PA
USD
429000.00000000
0.184250482629
Long
DBT
CORP
US
Y
2
2033-07-15
Fixed
6.87500000
N
N
N
N
N
N
JP MORGAN ICE
5R6J7JCQRIPQR1EEP713
JPMorgan Chase & Co
N/A
1.00000000
NC
USD
-5200358.52000000
-2.23349316354
N/A
DIR
CORP
US
N
2
JP MORGAN ICE
5R6J7JCQRIPQR1EEP713
JP MORGAN ICE
JPMorgan Chase & Co
Y
2027-07-01
0.00000000
USD
0.00000000
USD
52500000.00000000
USD
-5121221.70000000
N
N
N
Globe Life Inc
5493001JFHKQOPP6XA71
Globe Life Inc
37959E201
30450.00000000
NS
USD
826717.50000000
0.355065497374
Long
EP
CORP
US
N
1
N
N
N
TOTAL SE
529900S21EQ1BO4ESM68
TOTAL SE
89151E109
71485.00000000
NS
USD
2995936.35000000
1.286719623347
Long
EC
CORP
FR
N
1
N
N
N
LIBERTY INTERACTIVE LLC
549300SZUIU7Z32Q0664
Liberty Interactive LLC
530715AD3
1157000.00000000
PA
USD
1290055.00000000
0.554063534660
Long
DBT
CORP
US
N
2
2029-07-15
Fixed
8.50000000
N
N
N
N
N
N
Huntington Bancshares Inc/OH
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150708
32000.00000000
NS
USD
813440.00000000
0.349362966411
Long
EP
CORP
US
N
1
N
N
N
Vodafone Group PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
92857W308
190080.00000000
NS
USD
3132518.40000000
1.345380016427
Long
EC
CORP
GB
N
1
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48126HAC4
125000.00000000
PA
USD
137095.18000000
0.058880776413
Long
DBT
CORP
US
N
2
N/A
Fixed
6.10000000
N
N
N
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
28476.00000000
NS
USD
6333631.92000000
2.720220834639
Long
EC
CORP
US
N
1
N
N
N
Linde PLC
8945002PAZHZLBGKGF02
Linde PLC
G5494J103
16062.00000000
NS
USD
4232497.62000000
1.817808226608
Long
EC
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746RN3
1500000.00000000
PA
USD
1700625.00000000
0.730398547838
Long
DBT
CORP
US
N
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
American Express Co
R4PP93JZOLY261QX3811
American Express Co
025816109
23439.00000000
NS
USD
2834009.49000000
1.217173930793
Long
EC
CORP
US
N
1
N
N
N
Experian PLC
635400RXXHHYT1JTSZ26
Experian PLC
30215C101
82025.00000000
NS
USD
3113669.00000000
1.337284419580
Long
EC
CORP
JE
N
2
N
N
N
United States Cellular Corp
N/A
United States Cellular Corp
911684504
44625.00000000
NS
USD
1129012.50000000
0.484897664382
Long
EP
CORP
US
N
1
N
N
N
CHS Inc
XEIEFTLYDQ1MZ6TZV015
CHS Inc
12542R506
39675.00000000
NS
USD
1102965.00000000
0.473710567771
Long
EP
CORP
US
N
1
N
N
N
CITIZENS FINANCIAL GROUP
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610AH8
925000.00000000
PA
USD
907147.50000000
0.389609241705
Long
DBT
CORP
US
N
2
N/A
Variable
4.19350000
N
N
N
N
N
N
CIT GROUP INC
N8O96ZZJQRFYQUJY7K79
CIT Group Inc
125581GU6
1700000.00000000
PA
USD
1734000.00000000
0.744732720000
Long
DBT
CORP
US
N
2
N/A
Fixed
5.80000000
N
N
N
N
N
N
BLUE CUBE SPINCO LLC
N/A
Blue Cube Spinco LLC
095370AB8
67000.00000000
PA
USD
68842.50000000
0.029567048602
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
9.75000000
N
N
N
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
15125.00000000
NS
USD
3245522.50000000
1.393913955737
Long
EC
CORP
US
N
1
N
N
N
T-MOBILE USA INC
549300V2JRLO5DIFGE82
T-Mobile USA Inc
87264AAP0
775000.00000000
PA
USD
802125.00000000
0.344503306246
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
6.50000000
N
N
N
N
N
N
BOC Hong Kong Holdings Ltd
N/A
BOC Hong Kong Holdings Ltd
096813209
36760.00000000
NS
USD
2228207.40000000
0.956989018297
Long
EC
CORP
HK
N
2
N
N
N
CapitaLand Ltd
2549006LYGY45GHGWZ89
CapitaLand Ltd
140547100
747797.00000000
NS
USD
3711690.41000000
1.594127621015
Long
EC
CORP
SG
N
2
N
N
N
ZIONS BANCORP NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701BF3
1150000.00000000
PA
USD
1224750.00000000
0.526015800934
Long
DBT
CORP
US
N
2
N/A
Fixed
7.20000000
N
N
N
N
N
N
NATIONWIDE FINANCIAL SER
5493001H7AZNDS6BKJ36
Nationwide Financial Services Inc
638612AJ0
1000000.00000000
PA
USD
1195010.70000000
0.513243119400
Long
DBT
CORP
US
N
2
2037-05-15
Fixed
6.75000000
N
N
N
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075QAC6
275000.00000000
PA
USD
300437.50000000
0.129034392482
Long
DBT
CORP
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
94475.00000000
NS
USD
4950490.00000000
2.126177556538
Long
EC
CORP
US
N
1
N
N
N
Lockheed Martin Corp
DPRBOZP0K5RM2YE8UU08
Lockheed Martin Corp
539830109
9388.00000000
NS
USD
3332552.24000000
1.431292211211
Long
EC
CORP
US
N
1
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AK2
1950000.00000000
PA
USD
1993875.00000000
0.856345993132
Long
DBT
CORP
US
Y
2
N/A
Fixed
8.00000000
N
N
N
N
N
N
LLOYDS BANK PLC
H7FNTJ4851HG0EXQ1Z70
Lloyds Bank PLC
539473AE8
625000.00000000
PA
USD
721081.25000000
0.309695963468
Long
DBT
CORP
GB
Y
2
N/A
Fixed
12.00000000
N
N
N
N
N
N
S&P 500 Index
N/A
S&P 500 Index
N/A
-100.00000000
NC
USD
-263500.00000000
-0.11317016823
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Written
S&P 500 Index
SPX
100.00000000
3800.00000000
USD
2021-01-15
XXXX
86341.93000000
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
26753.00000000
NS
USD
2462078.59000000
1.057433959161
Long
EC
CORP
US
N
1
N
N
N
Danone SA
969500KMUQ2B6CBAF162
Danone SA
23636T100
295749.00000000
NS
USD
3874311.90000000
1.663971649030
Long
EC
CORP
FR
N
2
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
036752103
9458.00000000
NS
USD
3036869.22000000
1.304299812282
Long
EC
CORP
US
N
1
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967KM2
1975000.00000000
PA
USD
2265242.25000000
0.972895053231
Long
DBT
CORP
US
N
2
N/A
Variable
6.25000000
N
N
N
N
N
N
Western Alliance Bancorp
5493003VJXZ5JXT9S762
Western Alliance Bancorp
957638208
30108.00000000
NS
USD
768356.16000000
0.329999984409
Long
EP
CORP
US
N
1
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475AK1
2000000.00000000
PA
USD
2049500.00000000
0.880236280070
Long
DBT
CORP
US
N
2
N/A
Fixed
6.75000000
N
N
N
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAB4
800000.00000000
PA
USD
892000.00000000
0.383103567612
Long
DBT
CORP
CA
N
2
2076-08-15
Fixed
5.87500000
N
N
N
N
N
N
ENSTAR FINANCE LLC
N/A
Enstar Finance LLC
29360AAA8
325000.00000000
PA
USD
342140.00000000
0.146945128501
Long
DBT
CORP
US
N
2
2040-09-01
Variable
5.75000000
N
N
N
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
35279.00000000
NS
USD
4482902.53000000
1.925354206842
Long
EC
CORP
US
N
1
N
N
N
Macquarie Group Ltd
ACMHD8HWFMFUIQQ8Y590
Macquarie Group Ltd
55607P204
49659.00000000
NS
USD
5306481.29000000
2.279071652096
Long
EC
CORP
AU
N
2
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EPAR1
380000.00000000
PA
USD
423320.00000000
0.181810989060
Long
DBT
CORP
US
N
2
N/A
Variable
5.75000000
N
N
N
N
N
N
Sempra Energy
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851505
8000.00000000
NS
USD
829840.00000000
0.356406574605
Long
EP
CORP
US
N
1
N
N
N
CHARLES SCHWAB CORP
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513AE5
550000.00000000
PA
USD
580937.50000000
0.249505861894
Long
DBT
CORP
US
N
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832QAE9
1125000.00000000
PA
USD
1237511.25000000
0.531496608560
Long
DBT
CORP
US
N
2
N/A
Variable
4.95000000
N
N
N
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
1050.00000000
NS
USD
1493593.50000000
0.641480939925
Long
EP
CORP
US
N
1
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HJQ4
2775000.00000000
PA
USD
3115496.66000000
1.338069378174
Long
DBT
CORP
US
N
2
N/A
Fixed
6.75000000
N
N
N
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
95951.00000000
NS
USD
2759550.76000000
1.185194777090
Long
EC
CORP
US
N
1
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EL4
2110000.00000000
PA
USD
2410675.00000000
1.035356718447
Long
DBT
CORP
US
N
2
N/A
Fixed
6.50000000
N
N
N
N
N
N
Texas Instruments Inc
WDJNR2L6D8RWOEB8T652
Texas Instruments Inc
882508104
22981.00000000
NS
USD
3771871.53000000
1.619974708206
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505682
575.00000000
NS
USD
873183.50000000
0.375022100931
Long
EP
CORP
US
N
1
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP506
15687.00000000
NS
USD
441118.44000000
0.189455210878
Long
EP
CORP
US
N
1
N
N
N
Astellas Pharma Inc
529900IB708DY2HBBB35
Astellas Pharma Inc
04623U102
248800.00000000
NS
USD
3841472.00000000
1.649867296059
Long
EC
CORP
JP
N
2
N
N
N
Snam SpA
8156002278562044AF79
Snam SpA
78460A106
341866.00000000
NS
USD
3849137.67000000
1.653159611670
Long
EC
CORP
IT
N
2
N
N
N
Toronto-Dominion Bank/The
PT3QB789TSUIDF371261
Toronto-Dominion Bank/The
891160509
63603.00000000
NS
USD
3588481.26000000
1.541210732082
Long
EC
CORP
US
N
1
N
N
N
PartnerRe Ltd
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
EP0505511
30574.00000000
NS
USD
783917.36000000
0.336683337813
Long
EP
CORP
BM
N
1
N
N
N
Argo Group US Inc
N/A
Argo Group US Inc
040130205
32616.00000000
NS
USD
832360.32000000
0.357489022568
Long
EP
CORP
US
N
1
N
N
N
CoBank ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q805
8700.00000000
NS
USD
917850.00000000
0.394205840284
Long
EP
CORP
US
N
2
N
N
N
DANA FINANCING LUX SARL
222100DKCE3D036DQU13
Dana Financing Luxembourg Sarl
235822AA1
400000.00000000
PA
USD
418500.00000000
0.179740855432
Long
DBT
CORP
LU
Y
2
2026-06-01
Fixed
6.50000000
N
N
N
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
34148.00000000
NS
USD
1811209.92000000
0.777893477632
Long
EC
CORP
US
N
1
N
N
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
22986.00000000
NS
USD
3408823.80000000
1.464049954197
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc
17275R102
89214.00000000
NS
USD
3992326.50000000
1.714657539490
Long
EC
CORP
US
N
1
N
N
N
Sanofi
549300E9PC51EN656011
Sanofi
80105N105
95845.00000000
NS
USD
4657108.55000000
2.000173655006
Long
EC
CORP
FR
N
1
N
N
N
Phillips 66
5493005JBO5YSIGK1814
Phillips 66
718546104
40081.00000000
NS
USD
2803265.14000000
1.203969592039
Long
EC
CORP
US
N
1
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCM6
870000.00000000
PA
USD
945037.50000000
0.405882553562
Long
DBT
CORP
US
N
2
N/A
Fixed
6.50000000
N
N
N
N
N
N
Amcor PLC
549300GSODGFCDQ3DI89
Amcor PLC
G0250X107
393431.00000000
NS
USD
4630682.87000000
1.988824134507
Long
EC
CORP
US
N
1
N
N
N
Novo Nordisk A/S
549300DAQ1CVT6CXN342
Novo Nordisk A/S
670100205
68795.00000000
NS
USD
4805330.75000000
2.063833356373
Long
EC
CORP
DK
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V200
58535.00000000
NS
USD
1721514.35000000
0.739370279351
Long
EP
CORP
US
N
1
N
N
N
CoBank ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q870
2209.00000000
NS
USD
227968.80000000
0.097909933390
Long
EP
CORP
US
N
2
N
N
N
Enbridge Inc
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250N105
102301.00000000
NS
USD
3272608.99000000
1.405547286402
Long
EC
CORP
US
N
1
N
N
N
ENVIVA PARTNERS LP/FIN C
N/A
Enviva Partners LP / Enviva Partners Finance Corp
29413XAD9
715000.00000000
PA
USD
759687.50000000
0.326276896323
Long
DBT
CORP
US
Y
2
2026-01-15
Fixed
6.50000000
N
N
N
N
N
N
EMERA INC
NQZVQT2P5IUF2PGA1Q48
Emera Inc
290876AD3
1610000.00000000
PA
USD
1881687.50000000
0.808162773971
Long
DBT
CORP
CA
N
2
2076-06-15
Fixed
6.75000000
N
N
N
N
N
N
Fixed Income Clearing Corp
549300H47WTHXPU08X20
Fixed Income Clearing Corp
85748R009
2305373.77000000
PA
USD
2305373.77000000
0.990131071713
Long
RA
CORP
US
N
2
Repurchase
N
0.00000000
2021-01-04
2109000.00000000
USD
2351613.94000000
USD
UST
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XDB9
500000.00000000
PA
USD
551250.00000000
0.236755427854
Long
DBT
CORP
US
N
2
N/A
Variable
5.70000000
N
N
N
N
N
N
CME Group Inc
LCZ7XYGSLJUHFXXNXD88
CME Group Inc
12572Q105
9964.00000000
NS
USD
1813946.20000000
0.779068677889
Long
EC
CORP
US
N
1
N
N
N
2020-12-31
Nuveen Tax-Advantage Dividend Growth Fund
E. Scott Wickerham
E. Scott Wickerham
Funds Treasurer