0000899243-18-013904.txt : 20180524 0000899243-18-013904.hdr.sgml : 20180524 20180524163049 ACCESSION NUMBER: 0000899243-18-013904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180523 FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waterfall Asset Management, LLC CENTRAL INDEX KEY: 0001570717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37945 FILM NUMBER: 18858248 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FlexShopper, Inc. CENTRAL INDEX KEY: 0001397047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 205456087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 367-1504 MAIL ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Anchor Funding Services, Inc. DATE OF NAME CHANGE: 20070419 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-23 0 0001397047 FlexShopper, Inc. FPAY 0001570717 Waterfall Asset Management, LLC 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 2018-05-23 4 X 0 175000 0.01 A 1629546 I See Footnote Warrant to Purchase Common Stock 0.01 2018-05-23 4 X 0 3 0.00 D 2018-04-03 2023-04-03 Common Stock 175000 0 I See Footnote All of the shares are owned, and prior to their exercise the warrants were owned, by funds for which the Reporting Person serves as investment manager. Pursuant to the terms of an Investor Rights Agreement with the Issuer, the Reporting Person has the right to nominate one person to the Issuer's board of directors. The Reporting Person disclaims ownership of the securities except to the extent of its pecuniary interest. /s/ Kenneth Nick 2018-05-23