0000899243-18-009560.txt : 20180405 0000899243-18-009560.hdr.sgml : 20180405 20180405160531 ACCESSION NUMBER: 0000899243-18-009560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waterfall Asset Management, LLC CENTRAL INDEX KEY: 0001570717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37945 FILM NUMBER: 18740640 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FlexShopper, Inc. CENTRAL INDEX KEY: 0001397047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 205456087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 367-1504 MAIL ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Anchor Funding Services, Inc. DATE OF NAME CHANGE: 20070419 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-03 0 0001397047 FlexShopper, Inc. FPAY 0001570717 Waterfall Asset Management, LLC 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 1454546 I See Footnote Warrant to Purchase Common Stock 0.01 2018-04-03 4 P 0 3 A 2018-04-03 2023-04-03 Common Stock 175000 3 I See Footnote All of the shares and warrants are owned by funds for which the Reporting Person serves as investment manager. Pursuant to the terms of an Investor Rights Agreement with the Issuer, the Reporting Person has the right to nominate one person to the Issuer's board of directors. The Reporting Person disclaims ownership of the securities except to the extent of its pecuniary interest. The Warrants were issued in connection with an amendment to that certain Credit Agreement, dated as of March 6, 2015, among an affiliate of the Reporting Person, FlexShopper 2, LLC and Wells Fargo Bank, National Association, as paying agent. /s/ Kenneth Nick 2018-04-05