0000899243-18-009560.txt : 20180405
0000899243-18-009560.hdr.sgml : 20180405
20180405160531
ACCESSION NUMBER: 0000899243-18-009560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180403
FILED AS OF DATE: 20180405
DATE AS OF CHANGE: 20180405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waterfall Asset Management, LLC
CENTRAL INDEX KEY: 0001570717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37945
FILM NUMBER: 18740640
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FlexShopper, Inc.
CENTRAL INDEX KEY: 0001397047
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359]
IRS NUMBER: 205456087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2700 N. MILITARY TRAIL SUITE 200
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 367-1504
MAIL ADDRESS:
STREET 1: 2700 N. MILITARY TRAIL SUITE 200
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: Anchor Funding Services, Inc.
DATE OF NAME CHANGE: 20070419
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-03
0
0001397047
FlexShopper, Inc.
FPAY
0001570717
Waterfall Asset Management, LLC
1140 AVENUE OF THE AMERICAS, 7TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Common Stock
1454546
I
See Footnote
Warrant to Purchase Common Stock
0.01
2018-04-03
4
P
0
3
A
2018-04-03
2023-04-03
Common Stock
175000
3
I
See Footnote
All of the shares and warrants are owned by funds for which the Reporting Person serves as investment manager. Pursuant to the terms of an Investor Rights Agreement with the Issuer, the Reporting Person has the right to nominate one person to the Issuer's board of directors. The Reporting Person disclaims ownership of the securities except to the extent of its pecuniary interest.
The Warrants were issued in connection with an amendment to that certain Credit Agreement, dated as of March 6, 2015, among an affiliate of the Reporting Person, FlexShopper 2, LLC and Wells Fargo Bank, National Association, as paying agent.
/s/ Kenneth Nick
2018-04-05