0001792549-23-000006.txt : 20230407 0001792549-23-000006.hdr.sgml : 20230407 20230407193059 ACCESSION NUMBER: 0001792549-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230405 FILED AS OF DATE: 20230407 DATE AS OF CHANGE: 20230407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McBirney Collin CENTRAL INDEX KEY: 0001792547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41644 FILM NUMBER: 23809499 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Management, LLC CENTRAL INDEX KEY: 0001792549 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41644 FILM NUMBER: 23809500 BUSINESS ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 BUSINESS PHONE: 310.804.0737 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-04-05 0 0001397016 Optex Systems Holdings Inc OPXS 0001792549 Topline Capital Management, LLC 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes 0001792547 McBirney Collin 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes 0 Common Stock 2023-04-05 4 P 0 2400 2.96 A 791063 I By Topline Capital Partners, LP Common Stock 2023-04-06 4 P 0 15000 2.99 A 806063 I By Topline Capital Partners, LP The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. Mc Birney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Topline Capital Management, LLC, By: Collin McBirney, its Managing Member 2023-04-07 Collin McBirney 2023-04-07