0001792549-23-000006.txt : 20230407
0001792549-23-000006.hdr.sgml : 20230407
20230407193059
ACCESSION NUMBER: 0001792549-23-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230405
FILED AS OF DATE: 20230407
DATE AS OF CHANGE: 20230407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McBirney Collin
CENTRAL INDEX KEY: 0001792547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41644
FILM NUMBER: 23809499
MAIL ADDRESS:
STREET 1: 544 EUCLID STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topline Capital Management, LLC
CENTRAL INDEX KEY: 0001792549
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41644
FILM NUMBER: 23809500
BUSINESS ADDRESS:
STREET 1: 544 EUCLID STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90402
BUSINESS PHONE: 310.804.0737
MAIL ADDRESS:
STREET 1: 544 EUCLID STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Optex Systems Holdings Inc
CENTRAL INDEX KEY: 0001397016
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1001
BUSINESS ADDRESS:
STREET 1: 1420 PRESIDENTIAL DRIVE
CITY: RICHARDSON
STATE: TX
ZIP: 75081
BUSINESS PHONE: 972-764-5700
MAIL ADDRESS:
STREET 1: 1420 PRESIDENTIAL DRIVE
CITY: RICHARDSON
STATE: TX
ZIP: 75081
FORMER COMPANY:
FORMER CONFORMED NAME: Sustut Exploration Inc
DATE OF NAME CHANGE: 20070419
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-04-05
0
0001397016
Optex Systems Holdings Inc
OPXS
0001792549
Topline Capital Management, LLC
544 EUCLID STREET
SANTA MONICA
CA
90402
0
0
0
1
See Explanation in Footnotes
0001792547
McBirney Collin
544 EUCLID STREET
SANTA MONICA
CA
90402
0
0
0
1
See Explanation in Footnotes
0
Common Stock
2023-04-05
4
P
0
2400
2.96
A
791063
I
By Topline Capital Partners, LP
Common Stock
2023-04-06
4
P
0
15000
2.99
A
806063
I
By Topline Capital Partners, LP
The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.
Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial
ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission
that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a
greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the
investment manager and general partner of the Fund, and Mr. Mc Birney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common
stock beneficially owned by the Fund.
Topline Capital Management, LLC, By: Collin McBirney, its Managing Member
2023-04-07
Collin McBirney
2023-04-07