0001754074-22-000005.txt : 20221221 0001754074-22-000005.hdr.sgml : 20221221 20221221180238 ACCESSION NUMBER: 0001754074-22-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221219 FILED AS OF DATE: 20221221 DATE AS OF CHANGE: 20221221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McBirney Collin CENTRAL INDEX KEY: 0001792547 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54114 FILM NUMBER: 221479366 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Management, LLC CENTRAL INDEX KEY: 0001792549 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54114 FILM NUMBER: 221479367 BUSINESS ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 BUSINESS PHONE: 310.804.0737 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1002 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2022-12-19 0 0001397016 Optex Systems Holdings Inc OPXS 0001792549 Topline Capital Management, LLC 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes 0001792547 McBirney Collin 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes Common Stock 788663 I By Topline Capital Partners, LP The reporting persons are (i) Topline Capital Management, LLC, and exempt reporting adviser ("Topline"), and (ii) Collin McBirney, Topline's managing member. Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. 788,663 shares of Common Stock reported in Table I on this Form 3 are beneficially owned by Topline Capital Partners, LP, Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 3 filed concurrently herewith. Topline, as the investment manager and general partner of the Fund, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Mr. McBirney, as the managing member of Topline, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Topline Capital Management, LLC, By: Collin McBirney, its Managing Member 2022-12-21 Collin McBirney 2022-12-21