0001493152-22-026592.txt : 20220922 0001493152-22-026592.hdr.sgml : 20220922 20220922182429 ACCESSION NUMBER: 0001493152-22-026592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malhotra R. Rimmy CENTRAL INDEX KEY: 0001442755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54114 FILM NUMBER: 221260283 MAIL ADDRESS: STREET 1: C/O COMMAND CENTER, INC. STREET 2: 3609 S WADSWORTH BLVD., SUITE 250 CITY: LAKEWOOD STATE: CO ZIP: 80235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1002 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 4 1 ownership.xml X0306 4 2022-09-20 0 0001397016 Optex Systems Holdings Inc OPXS 0001442755 Malhotra R. Rimmy 1420 PRESIDENTIAL DRIVE RICHARDSON TX 75081 1 0 0 0 Common Stock 2022-09-20 4 J 0 21624 2.65 D 101677 D Common Stock 2022-09-20 4 J 0 88858 2.65 D 6888 I See Note Shares Sold in Issuer Tender Offer. Shares held of record by Nicoya Fund LLC. The reporting person is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. /s/ R. Rimmy Malhotra 2022-09-22