0001518715-24-000003.txt : 20240103 0001518715-24-000003.hdr.sgml : 20240103 20240103212351 ACCESSION NUMBER: 0001518715-24-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON MARK K CENTRAL INDEX KEY: 0001396928 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 24509583 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER NAME: FORMER CONFORMED NAME: Mason Mark K DATE OF NAME CHANGE: 20070418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wk-form4_1704335021.xml FORM 4 X0508 4 2024-01-01 0 0001518715 HomeStreet, Inc. HMST 0001396928 MASON MARK K 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 1 1 0 0 CEO, President 0 Common Stock 2024-01-01 4 M 0 3865 A 182698 D Common Stock 2024-01-01 4 F 0 1747 10.30 D 180951 D Common Stock 2024-01-01 4 M 0 2570 A 183521 D Common Stock 2024-01-01 4 F 0 1162 10.30 D 182359 D Common Stock 2024-01-01 4 M 0 4949 A 187308 D Common Stock 2024-01-01 4 F 0 2237 10.30 D 185071 D Common Stock 3875 I Courtney Mason, Mr. Mason's spouse Restricted Stock Units 2024-01-01 4 A 0 46744 0 A Common Stock 46744 46744 D Restricted Stock Units 2024-01-01 4 M 0 3865 0 D Common Stock 3865 0 D Restricted Stock Units 2024-01-01 4 M 0 2570 0 D Common Stock 2570 2570 D Restricted Stock Units 2024-01-01 4 M 0 4949 0 D Common Stock 4949 9899 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. On January 1, 2024, the reporting person was granted 46,744 RSUs, of which 15,581 shares vest each on January 1, 2025 and January 1, 2026, and 15,582 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney in fact for Mark K. Mason 2024-01-03