0001518715-24-000003.txt : 20240103
0001518715-24-000003.hdr.sgml : 20240103
20240103212351
ACCESSION NUMBER: 0001518715-24-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240101
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MASON MARK K
CENTRAL INDEX KEY: 0001396928
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 24509583
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER NAME:
FORMER CONFORMED NAME: Mason Mark K
DATE OF NAME CHANGE: 20070418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wk-form4_1704335021.xml
FORM 4
X0508
4
2024-01-01
0
0001518715
HomeStreet, Inc.
HMST
0001396928
MASON MARK K
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
1
1
0
0
CEO, President
0
Common Stock
2024-01-01
4
M
0
3865
A
182698
D
Common Stock
2024-01-01
4
F
0
1747
10.30
D
180951
D
Common Stock
2024-01-01
4
M
0
2570
A
183521
D
Common Stock
2024-01-01
4
F
0
1162
10.30
D
182359
D
Common Stock
2024-01-01
4
M
0
4949
A
187308
D
Common Stock
2024-01-01
4
F
0
2237
10.30
D
185071
D
Common Stock
3875
I
Courtney Mason, Mr. Mason's spouse
Restricted Stock Units
2024-01-01
4
A
0
46744
0
A
Common Stock
46744
46744
D
Restricted Stock Units
2024-01-01
4
M
0
3865
0
D
Common Stock
3865
0
D
Restricted Stock Units
2024-01-01
4
M
0
2570
0
D
Common Stock
2570
2570
D
Restricted Stock Units
2024-01-01
4
M
0
4949
0
D
Common Stock
4949
9899
D
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
On January 1, 2024, the reporting person was granted 46,744 RSUs, of which 15,581 shares vest each on January 1, 2025 and January 1, 2026, and 15,582 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Godfrey B. Evans, Attorney in fact for Mark K. Mason
2024-01-03