0001518715-22-000074.txt : 20220330 0001518715-22-000074.hdr.sgml : 20220330 20220330190400 ACCESSION NUMBER: 0001518715-22-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220328 FILED AS OF DATE: 20220330 DATE AS OF CHANGE: 20220330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON MARK K CENTRAL INDEX KEY: 0001396928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 22788406 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER NAME: FORMER CONFORMED NAME: Mason Mark K DATE OF NAME CHANGE: 20070418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_164868142445339.xml FORM 4 X0306 4 2022-03-28 0 0001518715 HomeStreet, Inc. HMST 0001396928 MASON MARK K 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 1 1 0 0 CEO, President Common Stock 2022-03-28 4 M 0 3307 0 A 175182 D Common Stock 2022-03-28 4 F 0 1302 48.55 D 173880 D Common Stock 2022-03-28 4 M 0 4091 0 A 177971 D Common Stock 2022-03-28 4 F 0 1610 48.55 D 176361 D Common Stock 300 I Courtney Mason, Mr. Mason's spouse Restricted Stock Units 2022-03-28 4 M 0 3307 0 D Common Stock 3307.0 0 D Restricted Stock Units 2022-03-28 4 M 0 4091 0 D Common Stock 4091.0 4091 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney in fact for Mark K. Mason 2022-03-30