0001518715-22-000051.txt : 20220128 0001518715-22-000051.hdr.sgml : 20220128 20220128202622 ACCESSION NUMBER: 0001518715-22-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220126 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON MARK K CENTRAL INDEX KEY: 0001396928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 22570895 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER NAME: FORMER CONFORMED NAME: Mason Mark K DATE OF NAME CHANGE: 20070418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_164341956675476.xml FORM 4 X0306 4 2022-01-26 0 0001518715 HomeStreet, Inc. HMST 0001396928 MASON MARK K 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 1 1 0 0 CEO, President Common Stock 2022-01-26 4 M 0 13995 0 A 175283 D Common Stock 2022-01-26 4 F 0 3408 49.04 D 171875 D Common Stock 300 I Courtney Mason, Mr. Mason's spouse Performance Share Units 0.0 2022-01-26 4 M 0 13995 0 D Common Stock 13995.0 0 D Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. Each PSU represents a contingent right to receive one share of HomeStreet common stock. /s/ Godfrey B. Evans, Attorney-in-Fact for Mark K. Mason 2022-01-28