0001209191-11-043037.txt : 20110809
0001209191-11-043037.hdr.sgml : 20110809
20110809131223
ACCESSION NUMBER: 0001209191-11-043037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110808
FILED AS OF DATE: 20110809
DATE AS OF CHANGE: 20110809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bernstein Adam K
CENTRAL INDEX KEY: 0001396832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 111019865
MAIL ADDRESS:
STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION
STREET 2: 445 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
c21115_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-08-08
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001396832
Bernstein Adam K
PENNANTPARK FLOATING RATE CAPITAL LTD.
590 MADISON AVENUE, 15TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2011-08-08
4
P
0
3500
11.19
A
3500
D
/s/ Adam K. Bernstein
2011-08-08