0001445866-19-001152.txt : 20190919 0001445866-19-001152.hdr.sgml : 20190919 20190919181805 ACCESSION NUMBER: 0001445866-19-001152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190919 DATE AS OF CHANGE: 20190919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Kelli Jean CENTRAL INDEX KEY: 0001784679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 191102402 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE STREET STREET 2: SUITE 3700 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-09-16 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001784679 Mitchell Kelli Jean 5847 SAN FELIPE, SUITE 3700 HOUSTON TX 77057 0 1 0 0 COO Stock Option (right to buy) (1) 2.0000 2019-09-16 4 A 0 150000.0000 0.0000 A 2029-09-16 Common Stock 150000.0000 150000.0000 D Options were issued to Reporting Person pursuant the Reporting Person's employment agreement with the Issuer; Options vest and become exercisable in two tranches: as to 75,000 shares, on August 1, 2020 and as to the remaining 75,000 shares, on August 1, 2021. By Alexander N. Pearson, pursuant to a power of attorney dated September 19, 2019, included as Exhibit 24.1 hereto on behalf of the Reporting Person /s/ Kelli J. Mitchell 2019-09-19 EX-24 2 poa.htm POA

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Jaleea P. George, Neil Leibman and Alexander N. Pearson as the undersigned’s true and lawful attorneys-in-fact to:

 

(1)execute for and on behalf of the undersigned, in the undersigned’s individual capacity, Form ID and Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities of the Securities Exchange Act of 1934 and the rules thereunder, and reports on Schedule 13D or Schedule 13G, and amendments thereto, in accordance with Section 13(d) and Section 13(g) of the Securities Exchange Act of 1934; 

 

(2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to obtain EDGAR filing codes as appropriate, and to complete and execute any such Form 3, 4, or 5, or Schedule 13D or Schedule 13G, and timely file such forms and reports with the U. S. Securities and Exchange Commission and any stock exchange or similar authority; and 

 

(3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion. 

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that each of the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

This Power of Attorney shall remain in full force and effect until terminated in writing by either the undersigned or by any of the attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of September, 2019.

 

 

 

Signature:

/s/ Kelli Mitchell 

Kelli Mitchell 

 

4837-9427-5750