0001553350-20-000619.txt : 20200714 0001553350-20-000619.hdr.sgml : 20200714 20200714095515 ACCESSION NUMBER: 0001553350-20-000619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200714 DATE AS OF CHANGE: 20200714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fonda Blair Madison CENTRAL INDEX KEY: 0001737486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39227 FILM NUMBER: 201026488 MAIL ADDRESS: STREET 1: 4128 RUNNING BEAR LANE CITY: ST. JOHNS STATE: FL ZIP: 32259 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 4 1 fonda4.xml OWNERSHIP DOCUMENT X0306 4 2020-04-01 0 0001396536 DUOS TECHNOLOGIES GROUP, INC. DUOT 0001737486 Fonda Blair Madison 6622 SOUTHPOINT DRIVE S JACKSONVILLE FL 32216 1 0 0 1 Audit Committee Chairman Common Stock, par value $0.001 2020-04-01 4 A 0 537 4.66 A 6996 D Common Stock, par value $0.001 2020-07-08 4 A 0 544 4.60 A 7540 D Options to purchase Common Stock 14.00 2020-04-01 4 D 0 8572 0 D Common Stock 8572 0 D Options to purchase Common Stock 6.00 2020-04-01 4 A 0 8572 0 A 2020-04-01 2025-04-01 Common Stock 8572 8572 D Options to purchase Common Stock 4.74 2020-04-01 4 A 0 8572 0 A 2025-04-01 Common Stock 8572 17144 D The shares were issued to Mr. Fonda as compensation shares for his services as a Director of the Issuer. 8,572 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 8,572 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. 4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. /s/ Blair Fonda 2020-07-14