0001553350-20-000292.txt : 20200402
0001553350-20-000292.hdr.sgml : 20200402
20200402175632
ACCESSION NUMBER: 0001553350-20-000292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200402
DATE AS OF CHANGE: 20200402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arcaini Gianni B
CENTRAL INDEX KEY: 0001651718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39227
FILM NUMBER: 20770648
MAIL ADDRESS:
STREET 1: 6622 SOUTHPOINT DRIVE SOUTH
STREET 2: SUITE 310
CITY: JACKSONVILLE
STATE: FL
ZIP: 32216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC.
CENTRAL INDEX KEY: 0001396536
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 650493217
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6622 SOUTHPOINT DRIVE S
STREET 2: SUITE 310
CITY: JACKSONVILLE
STATE: FL
ZIP: 32216
BUSINESS PHONE: 904-296-2807
MAIL ADDRESS:
STREET 1: 6622 SOUTHPOINT DRIVE S
STREET 2: SUITE 310
CITY: JACKSONVILLE
STATE: FL
ZIP: 32216
FORMER COMPANY:
FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC.
DATE OF NAME CHANGE: 20150710
FORMER COMPANY:
FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC.
DATE OF NAME CHANGE: 20070416
4
1
arcaini4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-04-01
0
0001396536
DUOS TECHNOLOGIES GROUP, INC.
DUOT
0001651718
Arcaini Gianni B
6622 SOUTHPOINT DRIVE S
JACKSONVILLE
FL
32216
1
1
0
0
Chairman & CEO
Options to purchase Common Stock
14.00
2020-04-01
4
D
0
50358
0
D
Common Stock
50358
49719
D
Options to purchase Common Stock
6.00
2020-04-01
4
A
0
50358
0
A
2020-04-01
2025-04-01
Common Stock
50358
100077
D
Options to purchase Common Stock
4.74
2020-04-01
4
A
0
50358
0
A
2025-04-01
Common Stock
50358
150435
D
50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement.
Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants.
25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022.
/s/ Gianni B. Arcaini
2020-04-02