0001553350-20-000292.txt : 20200402 0001553350-20-000292.hdr.sgml : 20200402 20200402175632 ACCESSION NUMBER: 0001553350-20-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arcaini Gianni B CENTRAL INDEX KEY: 0001651718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39227 FILM NUMBER: 20770648 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE SOUTH STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 4 1 arcaini4.xml OWNERSHIP DOCUMENT X0306 4 2020-04-01 0 0001396536 DUOS TECHNOLOGIES GROUP, INC. DUOT 0001651718 Arcaini Gianni B 6622 SOUTHPOINT DRIVE S JACKSONVILLE FL 32216 1 1 0 0 Chairman & CEO Options to purchase Common Stock 14.00 2020-04-01 4 D 0 50358 0 D Common Stock 50358 49719 D Options to purchase Common Stock 6.00 2020-04-01 4 A 0 50358 0 A 2020-04-01 2025-04-01 Common Stock 50358 100077 D Options to purchase Common Stock 4.74 2020-04-01 4 A 0 50358 0 A 2025-04-01 Common Stock 50358 150435 D 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants. 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. /s/ Gianni B. Arcaini 2020-04-02