0001553350-18-000445.txt : 20180430 0001553350-18-000445.hdr.sgml : 20180430 20180430203943 ACCESSION NUMBER: 0001553350-18-000445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldfarb Adrian Graham CENTRAL INDEX KEY: 0001427103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55497 FILM NUMBER: 18792672 MAIL ADDRESS: STREET 1: 3515 SE LIONEL TERRACE CITY: STUART STATE: FL ZIP: 34997 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 4 1 goldfarb4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-08 0 0001396536 DUOS TECHNOLOGIES GROUP, INC. DUOT 0001427103 Goldfarb Adrian Graham 6622 SOUTHPOINT DRIVE S JACKSONVILLE FL 32216 1 1 0 0 CFO Options to purchase Common Stock 1.00 2018-03-08 4 A 0 265000 A 2018-04-01 2023-04-01 Common Stock 265000 265000 D Excludes 34,020 warrants to purchase common stock as previously reported by Mr. Goldfarb on December 5, 2017. /s/ Adrian G. Goldfarb 2018-04-30