0001553350-17-001327.txt : 20171205
0001553350-17-001327.hdr.sgml : 20171205
20171205181941
ACCESSION NUMBER: 0001553350-17-001327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171124
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldfarb Adrian Graham
CENTRAL INDEX KEY: 0001427103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55497
FILM NUMBER: 171240755
MAIL ADDRESS:
STREET 1: 3515 SE LIONEL TERRACE
CITY: STUART
STATE: FL
ZIP: 34997
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC.
CENTRAL INDEX KEY: 0001396536
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 650493217
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6622 SOUTHPOINT DRIVE S
STREET 2: SUITE 310
CITY: JACKSONVILLE
STATE: FL
ZIP: 32216
BUSINESS PHONE: 904-296-2807
MAIL ADDRESS:
STREET 1: 6622 SOUTHPOINT DRIVE S
STREET 2: SUITE 310
CITY: JACKSONVILLE
STATE: FL
ZIP: 32216
FORMER COMPANY:
FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC.
DATE OF NAME CHANGE: 20150710
FORMER COMPANY:
FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC.
DATE OF NAME CHANGE: 20070416
4
1
goldfarb4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-24
0
0001396536
DUOS TECHNOLOGIES GROUP, INC.
DUOT
0001427103
Goldfarb Adrian Graham
6622 SOUTHPOINT DRIVE S
JACKSONVILLE
FL
32216
1
1
0
0
CFO
DUOT - Common Stock
2017-11-24
4
P
0
34020
1.00
A
38752
D
Warrants to purchase DUOT - Common Stock
1.00
2017-11-24
4
A
0
34020
A
2017-11-21
2022-11-21
Common Stock
34020
34020
D
In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Adrian G. Goldfarb converted $34,020 of liabilities into shares of the Company's common stock a price of $1.00 per share and was issued warrants (the "Warrant") to purchase 34,020 shares of common stock of the at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).
/s/ Adrian G. Goldfarb
2017-12-05