0001079973-24-000629.txt : 20240501
0001079973-24-000629.hdr.sgml : 20240501
20240501173203
ACCESSION NUMBER: 0001079973-24-000629
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240429
FILED AS OF DATE: 20240501
DATE AS OF CHANGE: 20240501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldfarb Adrian Graham
CENTRAL INDEX KEY: 0001427103
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39227
FILM NUMBER: 24904255
MAIL ADDRESS:
STREET 1: 7660 CENTURION PARKWAY
STREET 2: SUITE 100
CITY: JACKSONVILLE
STATE: FL
ZIP: 32256
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC.
CENTRAL INDEX KEY: 0001396536
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 650493217
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7660 CENTURION PARKWAY
STREET 2: SUITE 100
CITY: JACKSONVILLE
STATE: FL
ZIP: 32256
BUSINESS PHONE: 904-296-2807
MAIL ADDRESS:
STREET 1: 7660 CENTURION PARKWAY
STREET 2: SUITE 100
CITY: JACKSONVILLE
STATE: FL
ZIP: 32256
FORMER COMPANY:
FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC.
DATE OF NAME CHANGE: 20150710
FORMER COMPANY:
FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC.
DATE OF NAME CHANGE: 20070416
3
1
goldfarb4.xml
OWNERSHIP DOCUMENT
X0206
3
2024-04-29
0
0001396536
DUOS TECHNOLOGIES GROUP, INC.
DUOT
0001427103
Goldfarb Adrian Graham
7660 CENTURION PARKWAY
SUITE 100
JACKSONVILLE
FL
32256
0
1
0
0
Chief Financial Officer
Common Stock, $0.001 par value
10079
D
Options to Purchase Shares of Common Stock
6.00
2020-04-01
2025-04-01
Common Stock, $0.001 par value
18929
D
Options to Purchase Shares of Common Stock
4.74
2025-04-01
Common Stock, $0.001 par value
18929
D
Options to Purchase Shares of Common Stock
6.41
2027-01-01
Common Stock, $0.001 par value
75000
D
Options to Purchase Shares of Common Stock
4.22
2028-04-01
Common Stock, $0.001 par value
28417
D
These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022.
These options were granted on January 1, 2022. As of the date hereof, options to purchase 50,002 shares of Common Stock have vested and are exercisable. The remaining options will vest and become exercisable on January 1, 2025.
These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options will vest and become exercisable on April 1, 2025, and the other half will vest and become exercisable on April 1, 2026.
Mr. Goldfarb previously served as Chief Financial Officer of the Issuer through November 15, 2022. He was re-appointed as Chief Financial Officer effective April 29, 2024.
/s/ Adrian G. Goldfarb
2024-05-01