-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnfUK7gBjSustT+HOMDuuCPIwqOoRoh8lar++UJATc0m4ZfpSl3//dvhpmcUr8Ot tI2dM7eeu7mKrEuvnoIEQA== 0001162044-08-000469.txt : 20080829 0001162044-08-000469.hdr.sgml : 20080829 20080829162052 ACCESSION NUMBER: 0001162044-08-000469 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080829 DATE AS OF CHANGE: 20080829 EFFECTIVENESS DATE: 20080829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simple Capital Trust CENTRAL INDEX KEY: 0001396463 IRS NUMBER: 456152937 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22054 FILM NUMBER: 081049433 BUSINESS ADDRESS: STREET 1: ONE APPLE HILL STREET 2: SUITE 316 CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 508-655-7948 MAIL ADDRESS: STREET 1: ONE APPLE HILL STREET 2: SUITE 316 CITY: NATICK STATE: MA ZIP: 01760

0001396463 S000018152 Simple Capital Fund

C000050176 Simple Capital Fund

N-PX 1 simplenpx200808.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22054

Simple Capital Trust

(Exact name of registrant as specified in charter)

One Apple Hill

Suite 316

Natick, MA 01760

(Address of principal executive offices)

(Zip code)

Oriosto Medrano Santana

One Apple Hill

Suite 316

Natick, MA 01760

(Name and address of agent for service)

Registrant's telephone number, including area code: 508-655-7948

Date of fiscal year end: June 30

Date of reporting period: June 30, 2008

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

ITEM 1. PROXY VOTING RECORD:

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a).

The name of the issuer of the portfolio security;

(b).

The exchange ticker symbol of the portfolio security;

(c).

The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d).

The shareholder meeting date;

(e).

A brief identification of the matter voted on;

(f).

Whether the matter was proposed by the issuer or by a security holder;

(g).

Whether the Registrant cast its vote on the matter;

(h).

How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i).

Whether the Registrant cast its vote for or against management.

Simple Capital Global Fund

AMERICA MOVIL SA DE CV

	Ticker Symbol:AMX	Cusip Number:02364W105
	Record Date: 4/29/2008	Meeting Date: 4/29/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

Elect directors

For

Issuer

For

With

Formalities

For

Issuer

For

With

AMERICAN EAGLE OUTFITTERS

	Ticker Symbol:AEO	Cusip Number:02553E106
	Record Date: 6/24/2008	Meeting Date: 6/24/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

elect directors

For

Issuer

For

With

ratify auditors

For

Issuer

For

With

AMERICAN EXPRESS

	Ticker Symbol:AXP	Cusip Number:025816109
	Record Date: 4/28/2008	Meeting Date: 4/28/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

elect directors

For

Issuer

For

With

ratify auditors PWC

For

Issuer

For

With

3-5

formalities

For

Issuer

For

With

AMGEN INC

	Ticker Symbol:AMGN	Cusip Number:031162100
	Record Date: 5/7/2008	Meeting Date: 5/7/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

election of directors

For

Issuer

For

With

ratify auditors

For

Issuer

For

With

simple majority vote

Against

Issuer

Against

With

animal welfare

Against

Issuer

Against

With

BERSHIRE HATHAWAY

	Ticker Symbol:BRK.B	Cusip Number:846702076
	Record Date: 5/3/2008	Meeting Date: 5/3/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

election of directors

For

Issuer

For

With

BRIGHT HORIZONS FAMILY SOLUTIONS

	Ticker Symbol:BFAM	Cusip Number:109195107
	Record Date: 5/7/2008	Meeting Date: 5/7/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

Adopt agreement and plan of merger

For

Issuer

For

With

formalities

For

Issuer

For

With

CEMEX SAB DE CV

	Ticker Symbol:CX	Cusip Number:151290889
	Record Date: 4/24/2008	Meeting Date: 4/24/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

Approve presentation of chief executive officer financial statements

For

Issuer

For

With

approve repurchase of company shares

For

Issuer

For

With

approve capitalization of retained earnings

For

Issuer

For

With

appointment of directors and audit committee

For

Issuer

For

With

formalities

For

Issuer

For

With

CIT GROUP INC

	Ticker Symbol:CIT	Cusip Number:125581108
	Record Date: 5/6/2008	Meeting Date: 5/6/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

elect directors

For

Issuer

For

With

ratify PWC as auditors

For

Issuer

For

With

to approve the long term incentive plan, including an increase in the number of availble shares

For

Issuer

For

With

CONOCOPHILLIPS

	Ticker Symbol:COP	Cusip Number:20825C104
	Record Date: 5/16/2008	Meeting Date: 5/14/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

Election of Directors

For

Issuer

For

With

Amend by laws and certificate of incorporation

For

Issuer

For

With

ratify appointment of Earnst & Young

For

Issuer

For

With

COUNTRYWIDE FINANCIAL CORPORATION

	Ticker Symbol:CFC	Cusip Number:222372104
	Record Date: 7/1/2008	Meeting Date: 6/25/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

To approve and adopt the agreement and plan of merger dated january 11, 2008 by and among countrywide financial corporation and bank of america corporation and red oak merger corporation, as such agreement may be amended from time to time

For

Stockholder

For

With

GEMSTAR TV GUIDE INTERNATIONAL

	Ticker Symbol:GMST	Cusip Number:36866W106
	Record Date: 4/29/2008	Meeting Date: 4/29/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

combination of macrovision corporation and gemstar-tv guide international through the adoption of merger agreement

For

Issuer

For

With

formalities

For

Issuer

For

With

INTEL CORPORATION

	Ticker Symbol:INTC	Cusip Number:458140100
	Record Date: 5/22/2008	Meeting Date: 5/21/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

election of directors

For

Issuer

For

With

ratify auditors

For

Issuer

For

With

NOVARTIS

	Ticker Symbol:NVS	Cusip Number:66987V109
	Record Date: 2/26/2008	Meeting Date: 2/26/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

approval of annual report

For

Issuer

For

With

discharge of liability of board of directors

For

Issuer

For

With

approval of declaration of dividends

For

Issuer

For

With

4 5

approval of share repurchase program

For

Issuer

For

With

amendments to articles of incorporation

For

Issuer

For

With

election of board of directors

For

Issuer

For

With

ratification of auditors

For

Issuer

For

With

SANOFI-AVENTIS

	Ticker Symbol:SNY	Cusip Number:80105N105
	Record Date: 5/15/2008	Meeting Date: 5/14/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

1 -2

approval of financial statements

For

Issuer

For

With

declaration of dividends

For

Issuer

For

With

3-16

appointment of directors

For

Issuer

For

With

17-20

formalities

For

Issuer

For

With

U.S. BANCORP

	Ticker Symbol:USB	Cusip Number:902973304
	Record Date: 4/18/2008	Meeting Date: 4/15/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

election of directors

For

Issuer

For

With

ratify selection of auditors

For

Issuer

For

With

formalities

For

Issuer

For

With

USG CORP

	Ticker Symbol:USG	Cusip Number:903293405
	Record Date: 5/14/2008	Meeting Date: 5/14/2008

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Notes

elect directors

For

Issuer

For

With

ratify auditor

For

Issuer

For

With

* Management Recommended Vote

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Simple Capital Trust

By /s/Oriosto Medrano Santana

* Oriosto Medrano Santana

Principal Executive Officer

By /s/Barry McNeil

* Barry McNeil

Principal Financial and Accounting Officer

Date: August 29, 2008

*Print the name and title of each signing officer under his or her signature.

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