0001396446-18-000029.txt : 20180221
0001396446-18-000029.hdr.sgml : 20180221
20180221161645
ACCESSION NUMBER: 0001396446-18-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180218
FILED AS OF DATE: 20180221
DATE AS OF CHANGE: 20180221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cleary Richard E
CENTRAL INDEX KEY: 0001414575
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33740
FILM NUMBER: 18628619
MAIL ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CYS Investments, Inc.
CENTRAL INDEX KEY: 0001396446
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 204072657
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-639-0414
MAIL ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Cypress Sharpridge Investments, Inc.
DATE OF NAME CHANGE: 20070413
4
1
wf-form4_151924779023110.xml
FORM 4
X0306
4
2018-02-18
0
0001396446
CYS Investments, Inc.
CYS
0001414575
Cleary Richard E
500 TOTTEN POND ROAD
6TH FLOOR
WALTHAM
MA
02451
0
1
0
0
COO and Assistant Secretary
Common Stock, $.01 par value per share
2018-02-18
4
A
0
32835
6.70
A
239177
D
Common Stock, $.01 par value per share
2018-02-20
4
F
0
1486
6.70
D
237691
D
Common Stock, $.01 par value per share
2018-02-18
4
F
0
1929
6.70
D
235762
D
Common Stock, $.01 par value per share
2018-02-18
4
F
0
1917
6.70
D
233845
D
Common Stock, $.01 par value per share
2018-02-18
4
F
0
1310
6.70
D
232535
D
Common Stock, $.01 par value per share
2018-02-20
4
F
0
1552
6.70
D
230983
D
The shares acquired by the Reporting Person reflect compensation from the Issuer's 2017 Incentive Compensation Plan and were issued under the Issuer's 2013 Equity Incentive Plan. The shares have been issued pursuant to the terms and conditions of a Stock Award Agreement and are subject to a 5-year pro-rata vesting schedule.
The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 20, 2018, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 20, 2013.
The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2018, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2014.
The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2018, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2015.
The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2018, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2016.
The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2018, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2017.
/s/ Richard E. Cleary
2018-02-21