0001396446-17-000036.txt : 20170222 0001396446-17-000036.hdr.sgml : 20170222 20170222162216 ACCESSION NUMBER: 0001396446-17-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170218 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYS Investments, Inc. CENTRAL INDEX KEY: 0001396446 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 204072657 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-639-0414 MAIL ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Cypress Sharpridge Investments, Inc. DATE OF NAME CHANGE: 20070413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cleary Richard E CENTRAL INDEX KEY: 0001414575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33740 FILM NUMBER: 17628690 MAIL ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 4 1 wf-form4_148779851320751.xml FORM 4 X0306 4 2017-02-18 0 0001396446 CYS Investments, Inc. CYS 0001414575 Cleary Richard E 500 TOTTEN POND ROAD 6TH FLOOR WALTHAM MA 02451 0 1 0 0 COO and Assistant Secretary Common Stock, $.01 par value per share 2017-02-18 4 A 0 26346 7.80 A 213661 D Common Stock, $.01 par value per share 2017-02-18 4 F 0 1444 7.80 D 212217 D Common Stock, $.01 par value per share 2017-02-18 4 F 0 2112 7.80 D 210105 D Common Stock, $.01 par value per share 2017-02-18 4 F 0 2126 7.80 D 207979 D Common Stock, $.01 par value per share 2017-02-20 4 F 0 1637 7.80 D 206342 D The shares acquired by the Reporting Person reflect compensation from the Issuer's 2016 Incentive Compensation Plan and were issued under the Issuer's 2013 Equity Incentive Plan. The shares have been issued pursuant to the terms and conditions of a Stock Award Agreement and are subject to a 5-year pro-rata vesting schedule. The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2017, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2016. The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2017, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2015. The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 18, 2017, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 18, 2014. The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on February 20, 2017, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated February 20, 2013. /s/ Richard E. Cleary 2017-02-22