0001104659-19-027539.txt : 20190507 0001104659-19-027539.hdr.sgml : 20190507 20190507170713 ACCESSION NUMBER: 0001104659-19-027539 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190506 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Main Street Capital CORP CENTRAL INDEX KEY: 0001396440 IRS NUMBER: 412230745 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00746 FILM NUMBER: 19804084 BUSINESS ADDRESS: STREET 1: 1300 POST OAK BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: (713) 350-6000 MAIL ADDRESS: STREET 1: 1300 POST OAK BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 8-K 1 a19-9305_28k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 6, 2019

 

Main Street Capital Corporation

(Exact name of registrant as specified in its charter)

 

Maryland

 

001-33723

 

41-2230745

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

1300 Post Oak Boulevard, 8th Floor
Houston, Texas

 


77056

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (713) 350-6000

 

Not Applicable

Former name or former address, if changed since last report

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol

 

Name of each exchange on which registered

Common Stock, par value $0.01 per share

 

MAIN

 

New York Stock Exchange

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 

 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

On May 6, 2019, Main Street Capital Corporation (“Main Street”) held its 2019 annual meeting of stockholders (the “Annual Meeting”) at Hotel Emma, Cellar K, 136 East Grayson, San Antonio, Texas 78215.  The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 61,888,278 shares of common stock outstanding on the record date, March 6, 2019.  The common stockholders of Main Street voted on four matters at the Annual Meeting.  The final voting results from the Annual Meeting are as follows:

 

(1)         A proposal to elect each of the ten members of Main Street’s Board of Directors for a term of one year:

 

 

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

 

 

Michael Appling, Jr.

 

19,553,510

 

369,001

 

219,244

 

35,788,029

 

Valerie L. Banner

 

19,671,824

 

262,486

 

207,449

 

35,788,025

 

Joseph E. Canon

 

19,510,764

 

403,445

 

227,548

 

35,788,027

 

Arthur L. French

 

19,507,626

 

407,068

 

227,061

 

35,788,029

 

J. Kevin Griffin

 

19,686,675

 

231,348

 

223,738

 

35,788,023

 

John E. Jackson

 

19,671,164

 

245,216

 

225,378

 

35,788,026

 

Brian E. Lane

 

19,684,387

 

234,056

 

223,315

 

35,788,026

 

Stephen B. Solcher

 

19,688,220

 

234,175

 

219,361

 

35,788,028

 

Vincent D. Foster

 

19,656,840

 

261,746

 

223,173

 

35,788,025

 

Dwayne L. Hyzak

 

19,639,564

 

276,085

 

226,107

 

35,788,028

 

 

(2)         A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2019:

 

Votes For

 

Votes Against

 

Abstentions

 

54,796,197

 

717,021

 

416,566

 

 

(3)         A proposal to approve, on an advisory basis, the compensation of our named executive officers:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

17,731,654

 

1,678,340

 

731,754

 

35,788,036

 

 

(4)         A proposal to approve an amendment to Main Street’s Articles of Amendment and Restatement to allow stockholders to amend Main Street’s bylaws by a majority vote of the outstanding shares entitled to be cast on the matter:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

19,188,166

 

578,807

 

374,776

 

35,788,035

 

 

2

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Main Street Capital Corporation

 

 

 

 Date: May 7, 2019

By:

/s/ Jason B. Beauvais

 

 

Name:

Jason B. Beauvais

 

 

Title:

General Counsel

 

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