Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Fifth Third Bank |
b. Street 1 | 38 Fountain Square Plaza |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45263 |
g. Telephone number (including country code if foreign) | 513-534-6721 |
h. Briefly describe the books and records kept at this location:
| Records as custodian |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Applied Finance Advisors, LLC |
b. Street 1 | 17806 IH 10 |
Street 2 | Suite 300 |
c. City | San Antonio |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 78257 |
g. Telephone number (including country code if foreign) | 800-673-0550 |
h. Briefly describe the books and records kept at this location:
| Records as advisor |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Commonwealth Fund Services, Inc. |
b. Street 1 | 8730 Stony Point Parkway |
Street 2 | Suite 205 |
c. City | Richmond |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 23235 |
g. Telephone number (including country code if foreign) | 804-267-7400 |
h. Briefly describe the books and records kept at this location:
| Records as administrator and transfer agent |
Director Record:
1 |
a. Full Name | David Urban |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23439 |
Director Record:
2 |
a. Full Name | Mary Lou Ivey |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23439 |
Director Record:
3 |
a. Full Name | Theo Pitt |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23439 |
File Number Record:
2 |
File Number Record: | 811-07324 |
File Number Record:
3 |
File Number Record: | 811-22298 |
File Number Record:
4 |
File Number Record: | 811-10085 |