a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A Shares |
ii. Class identification number, if any | C000174909 |
iii. Ticker symbol, if any | ENGAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class C Shares |
ii. Class identification number, if any | C000174910 |
iii. Ticker symbol, if any | ENGCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Institutional Class Shares |
ii. Class identification number, if any | C000174912 |
iii. Ticker symbol, if any | ENGIX |
Shares Outstanding Record:
4 |
i. Full name of Class | Investor Class Shares |
ii. Class identification number, if any | C000174911 |
iii. Ticker symbol, if any | ENGLX |
Shares Outstanding Record:
5 |
i. Full name of Class | Class Y Shares |
ii. Class identification number, if any | C000195359 |
iii. Ticker symbol, if any | ENGYX |
Pricing Services Record:
1 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000229037 |
iii. Ticker symbol, if any | BTCVX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class Y Shares |
ii. Class identification number, if any | C000229036 |
iii. Ticker symbol, if any | BTCYX |
Shares Outstanding Record:
3 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000229035 |
iii. Ticker symbol, if any | BTCLX |
Pricing Services Record:
1 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Class Shares |
ii. Class identification number, if any | C000169387 |
iii. Ticker symbol, if any | BUIGX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class A Shares |
ii. Class identification number, if any | C000169389 |
iii. Ticker symbol, if any | BUAGX |
Shares Outstanding Record:
3 |
i. Full name of Class | Investor Class Shares |
ii. Class identification number, if any | C000169388 |
iii. Ticker symbol, if any | BUMGX |
Shares Outstanding Record:
4 |
i. Full name of Class | Class C Shares |
ii. Class identification number, if any | C000169390 |
iii. Ticker symbol, if any | BUCGX |
Shares Outstanding Record:
5 |
i. Full name of Class | Class Y Shares |
ii. Class identification number, if any | C000195358 |
iii. Ticker symbol, if any | BUYGX |
Pricing Services Record:
1 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | JANE STREET EXECUTION SERVICES, LLC |
ii. SEC file number | 8-69254 |
iii. CRD number | 000167280 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 304,165.95 |
Brokers Record:
2 |
i. Full name of broker | SG AMERICAS SECURITIES, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 103 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 304,268.95 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Class Shares |
ii. Class identification number, if any | C000190842 |
iii. Ticker symbol, if any | KNGIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class Y Shares |
ii. Class identification number, if any | C000195360 |
iii. Ticker symbol, if any | KNGYX |
Shares Outstanding Record:
3 |
i. Full name of Class | Class A Shares |
ii. Class identification number, if any | C000190839 |
iii. Ticker symbol, if any | KNGAX |
Shares Outstanding Record:
4 |
i. Full name of Class | Class C Shares |
ii. Class identification number, if any | C000190840 |
iii. Ticker symbol, if any | KNGCX |
Shares Outstanding Record:
5 |
i. Full name of Class | Investor Class Shares |
ii. Class identification number, if any | C000190841 |
iii. Ticker symbol, if any | KNGLX |
Pricing Services Record:
1 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 1 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class Z Shares |
ii. Class identification number, if any | C000195187 |
iii. Ticker symbol, if any | SIMSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 1 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class Z Shares |
ii. Class identification number, if any | C000195188 |
iii. Ticker symbol, if any | SIMGX |
Pricing Services Record:
1 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 1 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class Z Shares |
ii. Class identification number, if any | C000195189 |
iii. Ticker symbol, if any | SIMZX |
Pricing Services Record:
1 |
i. Full name | Bloomberg |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Pricing & Reference Data LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Commonwealth Fund Services, Inc. |
ii. LEI, if any, or other identifying number | 084-01553 |
Description of other identifying number | SEC File Number |
iii. State, if applicable |
VIRGINIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|