UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERD MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-22172 | |
Exact name of registrant as specified in charter: | World Funds Trust | |
Address of principal executive offices: | 8730 Stony
Point Parkway, Suite 205 Richmond, VA 23235 |
|
Name and address of agent for service: | The Corporation
Trust Company 1209 Orange Street Wilmington, DE 19801 |
|
with a copy
to: John H. Lively The Law Offices of John H. Lively & Associates, Inc. A member firm of the 1940 Act Law GroupTM 11300 Tomahawk Creek Parkway, Suite 310 Leawood, KS 66211 |
||
Registrant’s telephone number, including area code: | 800-267-7400 | |
Date of fiscal year end: | December 31st | |
Date of reporting period: | July 1, 2015 to June 30, 2016 | |
Item 1. Proxy Voting Record.
B. Riley Diversified Equity Fund
1-800-FLOWERS.COM, INC. | Agenda Number: | 934291927 | |||||
Security: | 68243Q106 | Meeting Type: | Annual | ||||
Ticker: | FLWS | Meeting Date: | 07-Dec-2015 | ||||
ISIN: | US68243Q1067 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
GERALYN R. BREIG | Mgmt | For | For | ||||
LAWRENCE CALCANO | Mgmt | For | For | ||||
JAMES CANNAVINO | Mgmt | For | For | ||||
2. | RATIFICATION OF INDEPENDENT ACCOUNTING FIRM: PROPOSAL | Mgmt | For | For | |||
TO RATIFY THE APPOINTMENT OF BDO USA, LLP. AS THE | |||||||
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR | |||||||
THE FISCAL YEAR ENDING JULY 3, 2016 AS DESCRIBED IN | |||||||
THE PROXY STATEMENT. |
8X8, INC. | Agenda Number: | 934256670 | |||||
Security: | 282914100 | Meeting Type: | Annual | ||||
Ticker: | EGHT | Meeting Date: | 23-Jul-2015 | ||||
ISIN: | US2829141009 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
GUY L. HECKER, JR. | Mgmt | For | For | ||||
BRYAN R. MARTIN | Mgmt | For | For | ||||
VIKRAM VERMA | Mgmt | For | For | ||||
ERIC SALZMAN | Mgmt | For | For | ||||
IAN POTTER | Mgmt | For | For | ||||
JASWINDER PAL SINGH | Mgmt | For | For | ||||
VLADIMIR JACIMOVIC | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. |
AMERICAN SOFTWARE, INC. | Agenda Number: | 934262419 | |||||
Security: | 029683109 | Meeting Type: | Annual | ||||
Ticker: | AMSWA | Meeting Date: | 17-Aug-2015 | ||||
ISIN: | US0296831094 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
W. DENNIS HOGUE | Mgmt | For | For | ||||
DR. JOHN J. JARVIS | Mgmt | For | For | ||||
JAMES B. MILLER, JR. | Mgmt | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO APPROVE ON | Mgmt | For | For | |||
AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED | |||||||
EXECUTIVE OFFICERS. | |||||||
3. | AMENDMENT OF 2011 EQUITY COMPENSATION PLAN. TO APPROVE | Mgmt | For | For | |||
AN INCREASE IN THE NUMBER OF CLASS A COMMON SHARES | |||||||
THAT MAY BE SUBJECT TO OPTIONS UNDER THE 2011 EQUITY | |||||||
COMPENSATION PLAN FROM 3,700,000 SHARES TO 5,000,000 | |||||||
SHARES. | |||||||
4. | AMENDMENT OF 2011 EQUITY COMPENSATION PLAN. TO APPROVE | Mgmt | For | For | |||
THE REQUIREMENT OF SHAREHOLDER APPROVAL PRIOR TO THE | |||||||
REPRICING OF PREVIOUSLY GRANTED AWARDS. | |||||||
5. | RATIFICATION OF ACCOUNTING FIRM. TO RATIFY THE | Mgmt | For | For | |||
APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||
ENDING APRIL 30, 2016. |
AUTOBYTEL INC. | Agenda Number: | 934422899 | |||||
Security: | 05275N205 | Meeting Type: | Annual | ||||
Ticker: | ABTL | Meeting Date: | 20-Jun-2016 | ||||
ISIN: | US05275N2053 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
MICHAEL J. FUCHS | Mgmt | For | For | ||||
ROBERT J. MYLOD, JR. | Mgmt | For | For | ||||
JANET M. THOMPSON | Mgmt | For | For | ||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE | Mgmt | For | For | |||
AUTOBYTEL INC. 2014 EQUITY INCENTIVE PLAN | |||||||
3. | TO RATIFY THE APPOINTMENT BY THE COMPANY'S AUDIT | Mgmt | For | For | |||
COMMITTEE OF MOSS ADAMS LLP AS INDEPENDENT REGISTERED | |||||||
PUBLIC ACCOUNTING FIRM FOR 2016 |
BAZAARVOICE INC | Agenda Number: | 934270555 | |||||
Security: | 073271108 | Meeting Type: | Annual | ||||
Ticker: | BV | Meeting Date: | 07-Oct-2015 | ||||
ISIN: | US0732711082 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
JEFFREY S. HAWN | Mgmt | For | For | ||||
JARED KOPF | Mgmt | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP | Mgmt | For | For | |||
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, | |||||||
2016. | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER | Mgmt | For | For | |||
COMPENSATION. |
BAZAARVOICE INC | Agenda Number: | 934438272 | |||||
Security: | 073271108 | Meeting Type: | Special | ||||
Ticker: | BV | Meeting Date: | 23-Jun-2016 | ||||
ISIN: | US0732711082 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | APPROVAL OF A ONETIME STOCK OPTION EXCHANGE PROGRAM | Mgmt | For | For | |||
FOR EMPLOYEES. |
BOOT BARN HOLDINGS, INC. | Agenda Number: | 934263930 | |||||
Security: | 099406100 | Meeting Type: | Annual | ||||
Ticker: | BOOT | Meeting Date: | 10-Sep-2015 | ||||
ISIN: | US0994061002 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
GREG BETTINELLI | Mgmt | For | For | ||||
BRAD J. BRUTOCAO | Mgmt | For | For | ||||
JAMES G. CONROY | Mgmt | For | For | ||||
CHRISTIAN B. JOHNSON | Mgmt | For | For | ||||
BRENDA I. MORRIS | Mgmt | For | For | ||||
J. FREDERICK SIMMONS | Mgmt | For | For | ||||
PETER STARRETT | Mgmt | For | For | ||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE | Mgmt | For | For | |||
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING MARCH | |||||||
26, 2016. |
BROADCOM CORPORATION | Agenda Number: | 934285328 | |||||
Security: | 111320107 | Meeting Type: | Special | ||||
Ticker: | BRCM | Meeting Date: | 10-Nov-2015 | ||||
ISIN: | US1113201073 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | TO APPROVE THE MERGER OF EACH OF BROADCOM CS MERGER | Mgmt | For | For | |||
SUB, INC. AND BROADCOM UT MERGER SUB, INC. WITH AND | |||||||
INTO THE COMPANY, WITH THE COMPANY CONTINUING AS THE | |||||||
SURVIVING CORPORATION OF EACH SUCH MERGER (SUCH | |||||||
MERGERS, THE “BROADCOM MERGER”), THE AGREEMENT AND | |||||||
PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO | |||||||
TIME, THE “MERGER AGREEMENT”), DATED AS OF MAY 28, | |||||||
2015, BY AND AMONG PAVONIA LIMITED, AVAGO TECHNOLOGIES | |||||||
LIMITED, SAFARI CAYMAN L.P., AVAGO TECHNOLOGIES CAYMAN | |||||||
HOLDINGS LTD., AVAGO .. (DUE TO SPACE LIMITS, SEE | |||||||
PROXY STATEMENT FOR FULL PROPOSAL). | |||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR | Mgmt | For | For | |||
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE | |||||||
ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | |||||||
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, | Mgmt | For | For | |||
COMPENSATION THAT WILL OR MAY BE PAID OR BECOME | |||||||
PAYABLE BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS | |||||||
IN CONNECTION WITH THE BROADCOM MERGER. |
BRUNSWICK CORPORATION | Agenda Number: | 934345516 | |||||
Security: | 117043109 | Meeting Type: | Annual | ||||
Ticker: | BC | Meeting Date: | 04-May-2016 | ||||
ISIN: | US1170431092 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: DAVID C. EVERITT | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: ROGER J. WOOD | Mgmt | For | For | |||
2. | THE APPROVAL OF THE COMPENSATION OF OUR NAMED | Mgmt | For | For | |||
EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | |||||||
3. | THE RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT | Mgmt | For | For | |||
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||
ENDING DECEMBER 31, 2016. |
CALAMP CORP. | Agenda Number: | 934252937 | |||||
Security: | 128126109 | Meeting Type: | Annual | ||||
Ticker: | CAMP | Meeting Date: | 28-Jul-2015 | ||||
ISIN: | US1281261099 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
A.J. “BERT” MOYER | Mgmt | For | For | ||||
KIMBERLY ALEXY | Mgmt | For | For | ||||
MICHAEL BURDIEK | Mgmt | For | For | ||||
JEFFERY GARDNER | Mgmt | For | For | ||||
AMAL JOHNSON | Mgmt | For | For | ||||
JORGE TITINGER | Mgmt | For | For | ||||
LARRY WOLFE | Mgmt | For | For | ||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |||
3. | RATIFICATION OF THE SELECTION OF SINGERLEWAK LLP AS | Mgmt | For | For | |||
THE INDEPENDENT AUDITING FIRM FOR THE COMPANY FOR THE | |||||||
FISCAL YEAR ENDING FEBRUARY 28, 2016. | |||||||
4. | TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME | Mgmt | For | For | |||
BEFORE THE MEETING AND ANY POSTPONEMENTS OR | |||||||
ADJOURNMENTS THEREOF. |
CAMTEK LTD. | Agenda Number: | 934259462 | |||||
Security: | M20791105 | Meeting Type: | Annual | ||||
Ticker: | CAMT | Meeting Date: | 05-Aug-2015 | ||||
ISIN: | IL0010952641 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | RE-ELECTION OF DIRECTOR: RAFI AMIT | Mgmt | For | For | |||
1.2 | RE-ELECTION OF DIRECTOR: YOTAM STERN | Mgmt | For | For | |||
1.3 | RE-ELECTION OF DIRECTOR: ERAN BENDOLY | Mgmt | For | For | |||
2.1 | RE-ELECTION OF EXTERNAL DIRECTOR: GABI HELLER | Mgmt | For | For | |||
2.2 | RE-ELECTION OF EXTERNAL DIRECTOR: RAFI KORIAT | Mgmt | For | For | |||
3. | TO APPROVE AMENDMENTS TO THE COMPANY'S COMPENSATION | Mgmt | For | For | |||
POLICY | |||||||
4.1 | INCREASE OF TIME BASIS AND ANNUAL BASE SALARY OF OUR | Mgmt | For | For | |||
CEO | |||||||
4.2 | GRANT OF CASH BONUS FOR THE YEAR 2014 TO OUR CEO | Mgmt | For | For | |||
4.3 | CASH BONUS PLAN OF OUR CEO FOR THE YEARS 2015, 2016 | Mgmt | For | For | |||
AND 2017 | |||||||
4.4 | GRANT OF EQUITY COMPENSATION TO OUR CEO BY RETURNING | Mgmt | For | For | |||
THIS VOTING INSTRUCTION FORM, THE SHAREHOLDER | |||||||
CERTIFIES THEY HAVE NO PERSONAL INTEREST IN PROPOSALS | |||||||
2.1, 2.2, 3, 4.1, 4.2, 4.3 & 4.4. IF YOU DO, PLEASE | |||||||
CONTACT YOUR BROKER | |||||||
5. | RE-APPOINTMENT OF SOMEKH CHAIKIN, A MEMBER FIRM OF | Mgmt | For | For | |||
KPMG INTERNATIONAL, AND RAVEH RAVID, AS THE COMPANY'S | |||||||
JOINT INDEPENDENT AUDITORS UNTIL THE CONCLUSION OF THE | |||||||
2016 ANNUAL GENERAL MEETING OF SHAREHOLDERS |
CHEROKEE INC. | Agenda Number: | 934401833 | |||||
Security: | 16444H102 | Meeting Type: | Annual | ||||
Ticker: | CHKE | Meeting Date: | 06-Jun-2016 | ||||
ISIN: | US16444H1023 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
TIMOTHY EWING | Mgmt | For | For | ||||
ROBERT GALVIN | Mgmt | For | For | ||||
KEITH HULL | Mgmt | For | For | ||||
JESS RAVICH | Mgmt | For | For | ||||
FRANK TWORECKE | Mgmt | For | For | ||||
HENRY STUPP | Mgmt | For | For | ||||
2. | TO APPROVE THE PROPOSED RATIFICATION OF ERNST & YOUNG | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR FISCAL 2017. | |||||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT TO THE | Mgmt | For | For | |||
CHEROKEE INC. 2013 STOCK INCENTIVE PLAN. | |||||||
4. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON | Mgmt | For | For | |||
EXECUTIVE COMPENSATION. |
CLEARONE, INC. | Agenda Number: | 934259436 | |||||
Security: | 18506U104 | Meeting Type: | Annual | ||||
Ticker: | CLRO | Meeting Date: | 29-Jul-2015 | ||||
ISIN: | US18506U1043 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ZEYNEP “ZEE” HAKIMOGLU | Mgmt | For | For | ||||
BRAD R. BALDWIN | Mgmt | For | For | ||||
LARRY R. HENDRICKS | Mgmt | For | For | ||||
SCOTT M. HUNTSMAN | Mgmt | For | For | ||||
ERIC L. ROBINSON | Mgmt | For | For | ||||
2 | RATIFY THE APPOINTMENT OF MCGLADREY LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS. | |||||||
3 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF | Mgmt | For | For | |||
NAMED EXECUTIVE OFFICERS. |
DECKERS OUTDOOR CORPORATION | Agenda Number: | 934264247 | |||||
Security: | 243537107 | Meeting Type: | Annual | ||||
Ticker: | DECK | Meeting Date: | 10-Sep-2015 | ||||
ISIN: | US2435371073 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ANGEL R. MARTINEZ | Mgmt | For | For | ||||
JOHN M. GIBBONS | Mgmt | For | For | ||||
KARYN O. BARSA | Mgmt | For | For | ||||
NELSON C. CHAN | Mgmt | For | For | ||||
MICHAEL F. DEVINE, III | Mgmt | For | For | ||||
JOHN G. PERENCHIO | Mgmt | For | For | ||||
JAMES QUINN | Mgmt | For | For | ||||
LAURI M. SHANAHAN | Mgmt | For | For | ||||
BONITA C. STEWART | Mgmt | For | For | ||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT | Mgmt | For | For | |||
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR | |||||||
2016. | |||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE | Mgmt | For | For | |||
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS | |||||||
DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS | |||||||
SECTION OF THE PROXY STATEMENT. | |||||||
4. | TO APPROVE THE ADOPTION OF THE EMPLOYEE STOCK PURCHASE | Mgmt | For | For | |||
PLAN. | |||||||
5. | TO APPROVE THE ADOPTION OF THE 2015 STOCK INCENTIVE | Mgmt | For | For | |||
PLAN. |
DICK'S SPORTING GOODS, INC. | Agenda Number: | 934398935 | |||||
Security: | 253393102 | Meeting Type: | Annual | ||||
Ticker: | DKS | Meeting Date: | 10-Jun-2016 | ||||
ISIN: | US2533931026 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF CLASS B DIRECTOR: MARK J. BARRENECHEA | Mgmt | For | For | |||
1B. | ELECTION OF CLASS B DIRECTOR: EMANUEL CHIRICO | Mgmt | For | For | |||
1C. | ELECTION OF CLASS B DIRECTOR: ALLEN R. WEISS | Mgmt | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR FISCAL 2016. | |||||||
3. | NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION OF | Mgmt | For | For | |||
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE | |||||||
COMPANY'S 2016 PROXY STATEMENT. |
EMCORE CORPORATION | Agenda Number: | 934323027 | |||||
Security: | 290846203 | Meeting Type: | Annual | ||||
Ticker: | EMKR | Meeting Date: | 11-Mar-2016 | ||||
ISIN: | US2908462037 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
REX S. JACKSON | Mgmt | For | For | ||||
JEFFREY RITTICHIER | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS EMCORE'S | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE | |||||||
FISCAL YEAR ENDING SEPTEMBER 30, 2016. | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE | Mgmt | For | For | |||
COMPENSATION OF EMCORE'S NAMED EXECUTIVE OFFICERS. | |||||||
4. | TO APPROVE CERTAIN AMENDMENTS TO THE EMCORE | Mgmt | For | For | |||
CORPORATION 2012 EQUITY INCENTIVE PLAN, INCLUDING | |||||||
INCREASING THE NUMBER OF SHARES OF COMMON STOCK | |||||||
AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 500,000 | |||||||
SHARES. |
EXAR CORPORATION | Agenda Number: | 934266847 | |||||
Security: | 300645108 | Meeting Type: | Annual | ||||
Ticker: | EXAR | Meeting Date: | 17-Sep-2015 | ||||
ISIN: | US3006451088 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
BEHROOZ ABDI | Mgmt | For | For | ||||
IZAK BENCUYA | Mgmt | For | For | ||||
LOUIS DINARDO | Mgmt | For | For | ||||
PIERRE GUILBAULT | Mgmt | For | For | ||||
BRIAN HILTON | Mgmt | For | For | ||||
RICHARD L. LEZA | Mgmt | For | For | ||||
GARY MEYERS | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING MARCH 27, 2016. | |||||||
3. | TO APPROVE BY STOCKHOLDER ADVISORY VOTE THE | Mgmt | For | For | |||
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED | |||||||
IN THE ACCOMPANYING PROXY STATEMENT UNDER THE SECTION | |||||||
TITLED “EXECUTIVE COMPENSATION”, INCLUDING THE | |||||||
COMPENSATION TABLES AND OTHER NARRATIVE EXECUTIVE | |||||||
COMPENSATION DISCLOSURES THEREIN, REQUIRED BY ITEM 402 | |||||||
OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR | |||||||
FULL PROPOSAL). |
FABRINET | Agenda Number: | 934293250 | |||||
Security: | G3323L100 | Meeting Type: | Annual | ||||
Ticker: | FN | Meeting Date: | 17-Dec-2015 | ||||
ISIN: | KYG3323L1005 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
DAVID T. MITCHELL | Mgmt | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION | Mgmt | For | For | |||
PAID TO FABRINET'S NAMED EXECUTIVE OFFICERS. | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF | Mgmt | For | For | |||
PRICEWATERHOUSECOOPERS ABAS LTD. AS FABRINET'S | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE | |||||||
FISCAL YEAR ENDING JUNE 24, 2016. |
FARMER BROS. CO. | Agenda Number: | 934296775 | |||||
Security: | 307675108 | Meeting Type: | Annual | ||||
Ticker: | FARM | Meeting Date: | 03-Dec-2015 | ||||
ISIN: | US3076751086 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
RANDY E. CLARK | Mgmt | For | For | ||||
JEANNE FARMER GROSSMAN | Mgmt | For | For | ||||
2. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS | Mgmt | For | For | |||
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2016. | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For |
FIDELITY INSTL CASH PORTFOLIOS | Agenda Number: | 934286421 | |||||
Security: | 316175207 | Meeting Type: | Special | ||||
Ticker: | FMPXX | Meeting Date: | 12-Feb-2016 | ||||
ISIN: | US3161752072 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ELIZABETH S. ACTON | Mgmt | No vote | |||||
JOHN ENGLER | Mgmt | No vote | |||||
ALBERT R. GAMPER, JR. | Mgmt | No vote | |||||
ROBERT F. GARTLAND | Mgmt | No vote | |||||
ABIGAIL P. JOHNSON | Mgmt | No vote | |||||
ARTHUR E. JOHNSON | Mgmt | No vote | |||||
MICHAEL E. KENNEALLY | Mgmt | No vote | |||||
JAMES H. KEYES | Mgmt | No vote | |||||
MARIE L. KNOWLES | Mgmt | No vote | |||||
GEOFFREY A. VON KUHN | Mgmt | No vote |
FINISAR CORPORATION | Agenda Number: | 934264689 | |||||
Security: | 31787A507 | Meeting Type: | Annual | ||||
Ticker: | FNSR | Meeting Date: | 08-Sep-2015 | ||||
ISIN: | US31787A5074 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
MICHAEL C. CHILD | Mgmt | For | For | ||||
ROGER C. FERGUSON | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS FINISAR'S | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE | |||||||
FISCAL YEAR ENDING MAY 1, 2016. | |||||||
3. | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO | Mgmt | For | For | |||
APPROVE THE COMPENSATION OF FINISAR'S NAMED EXECUTIVE | |||||||
OFFICERS. |
FTD COMPANIES, INC. | Agenda Number: | 934394797 | |||||
Security: | 30281V108 | Meeting Type: | Annual | ||||
Ticker: | FTD | Meeting Date: | 07-Jun-2016 | ||||
ISIN: | US30281V1089 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ROBERT S. APATOFF | Mgmt | For | For | ||||
ROBERT BERGLASS | Mgmt | For | For | ||||
SUE ANN R. HAMILTON | Mgmt | For | For | ||||
CHRISTOPHER W. SHEAN | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS | Mgmt | For | For | |||
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | |||||||
3. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE | Mgmt | For | For | |||
COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||
4. | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF | Mgmt | 3 Years | For | |||
FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF | |||||||
THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
GIGOPTIX, INC. | Agenda Number: | 934289047 | |||||
Security: | 37517Y103 | Meeting Type: | Annual | ||||
Ticker: | GIG | Meeting Date: | 12-Nov-2015 | ||||
ISIN: | US37517Y1038 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
JOSEPH J. LAZZARA | Mgmt | For | For | ||||
KIMBERLY D.C. TRAPP | Mgmt | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE 2014 | Mgmt | For | For | |||
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE | |||||||
OFFICERS. | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF BURR PILGER MAYER, | Mgmt | For | For | |||
INC. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER | |||||||
31, 2015. |
GLOBE SPECIALTY METALS INC. | Agenda Number: | 934269881 | |||||
Security: | 37954N206 | Meeting Type: | Special | ||||
Ticker: | GSM | Meeting Date: | 22-Sep-2015 | ||||
ISIN: | US37954N2062 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | TO ADOPT THE BUSINESS COMBINATION AGREEMENT (THE | Mgmt | For | For | |||
“BUSINESS COMBINATION AGREEMENT”), ORIGINALLY DATED AS | |||||||
OF FEBRUARY 23, 2015, AS AMENDED AND RESTATED AS OF | |||||||
MAY 5, 2015, AND AS IT MAY BE FURTHER AMENDED FROM | |||||||
TIME TO TIME, BY AND AMONG GLOBE SPECIALTY METALS, | |||||||
INC., A DELAWARE CORPORATION (“GLOBE”), ... (DUE TO | |||||||
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | |||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR | Mgmt | For | For | |||
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE | |||||||
ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING | |||||||
PROPOSAL. | |||||||
3. | A NON-BINDING ADVISORY PROPOSAL TO APPROVE CERTAIN | Mgmt | For | For | |||
COMPENSATION ARRANGEMENTS FOR GLOBE'S NAMED EXECUTIVE | |||||||
OFFICERS IN CONNECTION WITH THE TRANSACTIONS | |||||||
CONTEMPLATED BY THE BUSINESS COMBINATION AGREEMENT. |
IMAX CORPORATION | Agenda Number: | 934409233 | |||||
Security: | 45245E109 | Meeting Type: | Annual and Special | ||||
Ticker: | IMAX | Meeting Date: | 06-Jun-2016 | ||||
ISIN: | CA45245E1097 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
01 | DIRECTOR | ||||||
NEIL S. BRAUN | Mgmt | For | For | ||||
ERIC A. DEMIRIAN | Mgmt | For | For | ||||
RICHARD L. GELFOND | Mgmt | For | For | ||||
DAVID W. LEEBRON | Mgmt | For | For | ||||
MICHAEL LYNNE | Mgmt | For | For | ||||
MICHAEL MACMILLAN | Mgmt | For | For | ||||
I. MARTIN POMPADUR | Mgmt | For | For | ||||
DANA SETTLE | Mgmt | For | For | ||||
DARREN THROOP | Mgmt | For | For | ||||
BRADLEY J. WECHSLER | Mgmt | For | For | ||||
02 | IN RESPECT OF THE APPOINTMENT OF | Mgmt | For | For | |||
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | |||||||
AND AUTHORIZING THE DIRECTORS TO FIX THEIR | |||||||
REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT | |||||||
TO VOTING ABSTAIN. | |||||||
03 | IN RESPECT OF THE APPROVAL OF THE AMENDED AND RESTATED | Mgmt | For | For | |||
LONG-TERM INCENTIVE PLAN AS SET FORTH IN APPENDIX “A” | |||||||
TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: | |||||||
VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. |
INTER PARFUMS, INC. | Agenda Number: | 934265681 | |||||
Security: | 458334109 | Meeting Type: | Annual | ||||
Ticker: | IPAR | Meeting Date: | 15-Sep-2015 | ||||
ISIN: | US4583341098 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
JEAN MADAR | Mgmt | For | For | ||||
PHILIPPE BENACIN | Mgmt | For | For | ||||
RUSSELL GREENBERG | Mgmt | For | For | ||||
PHILIPPE SANTI | Mgmt | For | For | ||||
FRANCOIS HEILBRONN | Mgmt | For | For | ||||
JEAN LEVY | Mgmt | For | For | ||||
ROBERT BENSOUSSAN | Mgmt | For | For | ||||
PATRICK CHOEL | Mgmt | For | For | ||||
MICHEL DYENS | Mgmt | For | For | ||||
2. | TO VOTE FOR THE ADVISORY RESOLUTION TO APPROVE | Mgmt | For | For | |||
EXECUTIVE COMPENSATION |
INTERDIGITAL, INC. | Agenda Number: | 934399088 | |||||
Security: | 45867G101 | Meeting Type: | Annual | ||||
Ticker: | IDCC | Meeting Date: | 08-Jun-2016 | ||||
ISIN: | US45867G1013 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: JEFFREY K. BELK | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: S. DOUGLAS HUTCHESON | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: JOHN A. KRITZMACHER | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: WILLIAM J. MERRITT | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: KAI O. OISTAMO | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: JEAN F. RANKIN | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: ROBERT S. ROATH | Mgmt | For | For | |||
1H. | ELECTION OF DIRECTOR: PHILIP P. TRAHANAS | Mgmt | For | For | |||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF | |||||||
INTERDIGITAL, INC. FOR THE YEAR ENDING DECEMBER 31, | |||||||
2016. |
INTERSIL CORPORATION | Agenda Number: | 934335692 | |||||
Security: | 46069S109 | Meeting Type: | Annual | ||||
Ticker: | ISIL | Meeting Date: | 21-Apr-2016 | ||||
ISIN: | US46069S1096 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: SOHAIL KHAN | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: GREGORY LANG | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: DONALD MACLEOD | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: ERNEST MADDOCK | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: FORREST E. NORROD | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: DR. NECIP SAYINER | Mgmt | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | |||||||
3. | TO VOTE ON A NON-BINDING ADVISORY PROPOSAL REGARDING | Mgmt | For | For | |||
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, | AS | ||||||
DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, | |||||||
EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING | |||||||
NARRATIVE DISCLOSURES IN OUR PROXY STATEMENT |
J. C. PENNEY COMPANY, INC. | Agenda Number: | 934366635 | |||||
Security: | 708160106 | Meeting Type: | Annual | ||||
Ticker: | JCP | Meeting Date: | 20-May-2016 | ||||
ISIN: | US7081601061 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: COLLEEN C. BARRETT | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: AMANDA GINSBERG | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: B. CRAIG OWENS | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: LISA A. PAYNE | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: J. PAUL RAINES | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: LEONARD H. ROBERTS | Mgmt | For | For | |||
1H. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Mgmt | For | For | |||
1I. | ELECTION OF DIRECTOR: R. GERALD TURNER | Mgmt | For | For | |||
1J. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Mgmt | For | For | |||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Mgmt | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT | Mgmt | For | For | |||
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 28, 2017. | |||||||
3. | TO APPROVE THE ADOPTION OF THE J.C. PENNEY COMPANY, | Mgmt | For | For | |||
INC. 2016 LONG-TERM INCENTIVE PLAN. | |||||||
4. | TO APPROVE THE ADOPTION OF THE J.C. PENNEY COMPANY, | Mgmt | For | For | |||
INC. 2016 EMPLOYEE STOCK PURCHASE PLAN. | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For |
KEY TRONIC CORPORATION | Agenda Number: | 934282245 | |||||
Security: | 493144109 | Meeting Type: | Annual | ||||
Ticker: | KTCC | Meeting Date: | 22-Oct-2015 | ||||
ISIN: | US4931441095 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
JAMES R. BEAN | Mgmt | For | For | ||||
CRAIG D. GATES | Mgmt | For | For | ||||
RONALD F. KLAWITTER | Mgmt | For | For | ||||
YACOV A. SHAMASH | Mgmt | For | For | ||||
PATRICK SWEENEY | Mgmt | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE | Mgmt | For | For | |||
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN | |||||||
“COMPENSATION DISCUSSION AND ANALYSIS” AND “EXECUTIVE | |||||||
COMPENSATION” IN THE PROXY STATEMENT. | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR FISCAL YEAR 2016. |
KIMBALL ELECTRONICS, INC. | Agenda Number: | 934272927 | |||||
Security: | 49428J109 | Meeting Type: | Annual | ||||
Ticker: | KE | Meeting Date: | 21-Oct-2015 | ||||
ISIN: | US49428J1097 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
DONALD D. CHARRON | Mgmt | For | For | ||||
COLLEEN C. REPPLIER | Mgmt | For | For | ||||
GREGORY J. LAMPERT | Mgmt | For | For | ||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS | Mgmt | For | For | |||
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | |||||||
THE FISCAL YEAR 2016. |
KRATOS DEFENSE & SEC SOLUTIONS, INC. | Agenda Number: | 934374365 | |||||
Security: | 50077B207 | Meeting Type: | Annual | ||||
Ticker: | KTOS | Meeting Date: | 19-May-2016 | ||||
ISIN: | US50077B2079 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | ELECTION OF DIRECTOR: SCOTT ANDERSON | Mgmt | For | For | |||
1.2 | ELECTION OF DIRECTOR: BANDEL CARANO | Mgmt | For | For | |||
1.3 | ELECTION OF DIRECTOR: ERIC DEMARCO | Mgmt | For | For | |||
1.4 | ELECTION OF DIRECTOR: WILLIAM HOGLUND | Mgmt | For | For | |||
1.5 | ELECTION OF DIRECTOR: SCOT JARVIS | Mgmt | For | For | |||
1.6 | ELECTION OF DIRECTOR: JANE JUDD | Mgmt | For | For | |||
1.7 | ELECTION OF DIRECTOR: SAMUEL LIBERATORE | Mgmt | For | For | |||
1.8 | ELECTION OF DIRECTOR: AMY ZEGART | Mgmt | For | For | |||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Mgmt | For | For | |||
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2016. | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR | Mgmt | For | For | |||
NAMED EXECUTIVE OFFICERS. |
LAM RESEARCH CORPORATION | Agenda Number: | 934281914 | |||||
Security: | 512807108 | Meeting Type: | Annual | ||||
Ticker: | LRCX | Meeting Date: | 04-Nov-2015 | ||||
ISIN: | US5128071082 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
MARTIN B. ANSTICE | Mgmt | For | For | ||||
ERIC K. BRANDT | Mgmt | For | For | ||||
MICHAEL R. CANNON | Mgmt | For | For | ||||
YOUSSEF A. EL-MANSY | Mgmt | For | For | ||||
CHRISTINE A. HECKART | Mgmt | For | For | ||||
CATHERINE P. LEGO | Mgmt | For | For | ||||
STEPHEN G. NEWBERRY | Mgmt | For | For | ||||
KRISHNA C. SARASWAT | Mgmt | For | For | ||||
ABHIJIT Y. TALWALKAR | Mgmt | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED | Mgmt | For | For | |||
EXECUTIVE OFFICERS OF LAM RESEARCH, OR “SAY ON PAY.” | |||||||
3. | APPROVAL OF THE LAM 2004 EXECUTIVE INCENTIVE PLAN, AS | Mgmt | For | For | |||
AMENDED AND RESTATED. | |||||||
4. | APPROVAL OF THE ADOPTION OF THE LAM 2015 STOCK | Mgmt | For | For | |||
INCENTIVE PLAN. | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT | Mgmt | For | For | |||
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR | |||||||
2016. |
LIONS GATE ENTERTAINMENT CORP. | Agenda Number: | 934266998 | |||||
Security: | 535919203 | Meeting Type: | Annual and Special | ||||
Ticker: | LGF | Meeting Date: | 15-Sep-2015 | ||||
ISIN: | CA5359192039 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
01 | DIRECTOR | ||||||
MICHAEL BURNS | Mgmt | For | For | ||||
GORDON CRAWFORD | Mgmt | For | For | ||||
ARTHUR EVRENSEL | Mgmt | For | For | ||||
JON FELTHEIMER | Mgmt | For | For | ||||
FRANK GIUSTRA | Mgmt | For | For | ||||
HARALD LUDWIG | Mgmt | For | For | ||||
DR. JOHN C. MALONE | Mgmt | For | For | ||||
G. SCOTT PATERSON | Mgmt | For | For | ||||
MARK H. RACHESKY, M.D. | Mgmt | For | For | ||||
DARYL SIMM | Mgmt | For | For | ||||
HARDWICK SIMMONS | Mgmt | For | For | ||||
PHYLLIS YAFFE | Mgmt | For | For | ||||
02 | PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS THE | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE | |||||||
COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2016. | |||||||
03 | PROPOSAL TO CONDUCT AN ADVISORY VOTE TO APPROVE | Mgmt | For | For | |||
EXECUTIVE COMPENSATION. | |||||||
04 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO | Mgmt | For | For | |||
VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME | |||||||
BEFORE THE MEETING. |
MAM SOFTWARE GROUP, INC | Agenda Number: | 934301867 | |||||
Security: | 55277Q201 | Meeting Type: | Annual | ||||
Ticker: | MAMS | Meeting Date: | 15-Dec-2015 | ||||
ISIN: | US55277Q2012 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
MICHAEL G. JAMIESON | Mgmt | For | For | ||||
DWIGHT B. MAMANTEO | Mgmt | For | For | ||||
FREDERICK G. WASSERMAN | Mgmt | For | For | ||||
GERALD M. CZARNECKI | Mgmt | For | For | ||||
W. AUSTIN LEWIS IV | Mgmt | For | For | ||||
PETER H. KAMIN | Mgmt | For | For | ||||
2. | TO APPROVE A PROPOSAL TO RATIFY THE BOARD OF | Mgmt | For | For | |||
DIRECTORS' SELECTION OF KMJ CORBIN & COMPANY LLP AS | |||||||
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR | |||||||
ENDING JUNE 30, 2016. |
METHODE ELECTRONICS, INC. | Agenda Number: | 934264437 | |||||
Security: | 591520200 | Meeting Type: | Annual | ||||
Ticker: | MEI | Meeting Date: | 17-Sep-2015 | ||||
ISIN: | US5915202007 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: WALTER J. ASPATORE | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: WARREN L. BATTS | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: DARREN M. DAWSON | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: DONALD W. DUDA | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: STEPHEN F. GATES | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG | Mgmt | For | For | |||
1H. | ELECTION OF DIRECTOR: PAUL G. SHELTON | Mgmt | For | For | |||
1I. | ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF | Mgmt | For | For | |||
2. | THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF | Mgmt | For | For | |||
ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||
ENDING APRIL 30, 2016. | |||||||
3. | THE ADVISORY APPROVAL OF METHODE'S NAMED EXECUTIVE | Mgmt | For | For | |||
OFFICER COMPENSATION. |
MOTORCAR PARTS OF AMERICA, INC. | Agenda Number: | 934335818 | |||||
Security: | 620071100 | Meeting Type: | Annual | ||||
Ticker: | MPAA | Meeting Date: | 24-Mar-2016 | ||||
ISIN: | US6200711009 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | ELECTION OF DIRECTOR: SELWYN JOFFE | Mgmt | For | For | |||
1.2 | ELECTION OF DIRECTOR: MEL MARKS | Mgmt | For | For | |||
1.3 | ELECTION OF DIRECTOR: SCOTT ADELSON | Mgmt | For | For | |||
1.4 | ELECTION OF DIRECTOR: RUDOLPH BORNEO | Mgmt | For | For | |||
1.5 | ELECTION OF DIRECTOR: PHILIP GAY | Mgmt | For | For | |||
1.6 | ELECTION OF DIRECTOR: DUANE MILLER | Mgmt | For | For | |||
1.7 | ELECTION OF DIRECTOR: JEFFREY MIRVIS | Mgmt | For | For | |||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2016. | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED | Mgmt | For | For | |||
EXECUTIVE OFFICERS. |
NEOPHOTONICS CORPORATION | Agenda Number: | 934240540 | |||||
Security: | 64051T100 | Meeting Type: | Annual | ||||
Ticker: | NPTN | Meeting Date: | 14-Jul-2015 | ||||
ISIN: | US64051T1007 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
CHARLES J. ABBE | Mgmt | For | For | ||||
BANDEL L. CARANO | Mgmt | For | For | ||||
MICHAEL J. SOPHIE | Mgmt | For | For | ||||
2. | RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE | Mgmt | For | For | |||
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED | |||||||
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | |||||||
DECEMBER 31, 2015. |
NETSCOUT SYSTEMS, INC. | Agenda Number: | 934265718 | |||||
Security: | 64115T104 | Meeting Type: | Annual | ||||
Ticker: | NTCT | Meeting Date: | 22-Sep-2015 | ||||
ISIN: | US64115T1043 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
VICTOR A. DEMARINES | Mgmt | For | For | ||||
VINCENT J. MULLARKEY | Mgmt | For | For | ||||
JAMES A. LICO | Mgmt | For | For | ||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2007 | Mgmt | For | For | |||
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES | |||||||
OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER | |||||||
BY 8,500,000 SHARES AND MAKE CERTAIN OTHER CHANGES AS | |||||||
DESCRIBED IN PROPOSAL 2 IN THE PROXY MATERIALS. | |||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP | Mgmt | For | For | |||
TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, | |||||||
2016. | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF | Mgmt | For | For | |||
OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE | |||||||
PROXY STATEMENT IN ACCORDANCE WITH SECURITIES AND | |||||||
EXCHANGE COMMISSION RULES. |
NUTRISYSTEM, INC. | Agenda Number: | 934377056 | |||||
Security: | 67069D108 | Meeting Type: | Annual | ||||
Ticker: | NTRI | Meeting Date: | 12-May-2016 | ||||
ISIN: | US67069D1081 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ROBERT F. BERNSTOCK | Mgmt | For | For | ||||
PAUL GUYARDO | Mgmt | For | For | ||||
MICHAEL J. HAGAN | Mgmt | For | For | ||||
JAY HERRATTI | Mgmt | For | For | ||||
MICHAEL D. MANGAN | Mgmt | For | For | ||||
BRIAN P. TIERNEY | Mgmt | For | For | ||||
ANDREA M. WEISS | Mgmt | For | For | ||||
DAWN M. ZIER | Mgmt | For | For | ||||
2. | RATIFY ON AN ADVISORY BASIS KPMG LLP AS OUR | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | |||||||
3. | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICERS | Mgmt | For | For | |||
COMPENSATION. |
ON SEMICONDUCTOR CORPORATION | Agenda Number: | 934392236 | |||||
Security: | 682189105 | Meeting Type: | Annual | ||||
Ticker: | ON | Meeting Date: | 18-May-2016 | ||||
ISIN: | US6821891057 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | ELECTION OF CLASS II DIRECTOR: ALAN CAMPBELL | Mgmt | For | For | |||
1.2 | ELECTION OF CLASS II DIRECTOR: GILLES DELFASSY | Mgmt | For | For | |||
1.3 | ELECTION OF CLASS II DIRECTOR: EMMANUEL T. HERNANDEZ | Mgmt | For | For | |||
1.4 | ELECTION OF CLASS II DIRECTOR: J. DANIEL MCCRANIE | Mgmt | For | For | |||
1.5 | ELECTION OF CLASS II DIRECTOR: TERESA M. RESSEL | Mgmt | For | For | |||
2. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE | Mgmt | For | For | |||
COMPENSATION. | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE CURRENT YEAR. |
PCM, INC. | Agenda Number: | 934253408 | |||||
Security: | 69323K100 | Meeting Type: | Annual | ||||
Ticker: | PCMI | Meeting Date: | 21-Jul-2015 | ||||
ISIN: | US69323K1007 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
FRANK F. KHULUSI | Mgmt | For | For | ||||
THOMAS A. MALOOF | Mgmt | For | For | ||||
RONALD B. RECK | Mgmt | For | For | ||||
PAUL C. HEESCHEN | Mgmt | For | For | ||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE PCM, INC. 2012 | Mgmt | For | For | |||
EQUITY INCENTIVE PLAN. | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & | Mgmt | For | For | |||
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED | |||||||
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | |||||||
DECEMBER 31, 2015. |
PFSWEB, INC. | Agenda Number: | 934254563 | |||||
Security: | 717098206 | Meeting Type: | Annual | ||||
Ticker: | PFSW | Meeting Date: | 27-Jul-2015 | ||||
ISIN: | US7170982067 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | ELECTION OF DIRECTOR: BENJAMIN ROSENZWEIG | Mgmt | For | For | |||
1.2 | ELECTION OF DIRECTOR: MONICA LUECHTEFELD | Mgmt | For | For | |||
1.3 | ELECTION OF DIRECTOR: MICHAEL C. WILLOUGHBY | Mgmt | For | For | |||
1.4 | ELECTION OF DIRECTOR: SHINICHI NAGAKURA | Mgmt | For | For | |||
1.5 | ELECTION OF DIRECTOR: JAMES F. REILLY | Mgmt | For | For | |||
1.6 | ELECTION OF DIRECTOR: DAVID I. BEATSON | Mgmt | For | For | |||
2. | TO APPROVE AMENDMENTS TO THE COMPANY'S RIGHTS | Mgmt | For | For | |||
AGREEMENT | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER | Mgmt | For | For | |||
COMPENSATION |
PRESTIGE BRANDS HOLDINGS, INC. | Agenda Number: | 934257898 | |||||
Security: | 74112D101 | Meeting Type: | Annual | ||||
Ticker: | PBH | Meeting Date: | 04-Aug-2015 | ||||
ISIN: | US74112D1019 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
RONALD M. LOMBARDI | Mgmt | For | For | ||||
JOHN E. BYOM | Mgmt | For | For | ||||
GARY E. COSTLEY | Mgmt | For | For | ||||
CHARLES J. HINKATY | Mgmt | For | For | ||||
SHEILA A. HOPKINS | Mgmt | For | For | ||||
JAMES M. JENNESS | Mgmt | For | For | ||||
CARL J. JOHNSON | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | Mgmt | For | For | |||
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR THE FISCAL | |||||||
YEAR ENDING MARCH 31, 2016. | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE RESOLUTION TO | Mgmt | For | For | |||
APPROVE THE COMPENSATION OF PRESTIGE BRANDS HOLDINGS, | |||||||
INC.'S NAMED EXECUTIVE OFFICERS. |
REALNETWORKS, INC. | Agenda Number: | 934280506 | |||||
Security: | 75605L708 | Meeting Type: | Annual | ||||
Ticker: | RNWK | Meeting Date: | 16-Oct-2015 | ||||
ISIN: | US75605L7082 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ROB GLASER | Mgmt | For | For | ||||
2. | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
3. | RATIFICATION OF KPMG LLC AS INDEPENDENT REGISTERED | Mgmt | For | For | |||
PUBLIC ACCOUNTING FIRM. |
SILICON MOTION TECHNOLOGY CORP. | Agenda Number: | 934275606 | |||||
Security: | 82706C108 | Meeting Type: | Annual | ||||
Ticker: | SIMO | Meeting Date: | 30-Sep-2015 | ||||
ISIN: | US82706C1080 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | TO RE-ELECT MR. TSUNG-MING CHUNG AS A DIRECTOR OF THE | Mgmt | For | For | |||
COMPANY. | |||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE AS | Mgmt | For | For | |||
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL | |||||||
YEAR ENDING DECEMBER 31, 2015 AND AUTHORIZE THE | |||||||
DIRECTORS TO FIX THEIR REMUNERATION. |
SKECHERS U.S.A., INC. | Agenda Number: | 934278929 | |||||
Security: | 830566105 | Meeting Type: | Special | ||||
Ticker: | SKX | Meeting Date: | 24-Sep-2015 | ||||
ISIN: | US8305661055 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF | Mgmt | For | For | |||
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED | |||||||
SHARES OF CLASS A AND CLASS B COMMON STOCK. |
SKYWORKS SOLUTIONS, INC. | Agenda Number: | 934381219 | |||||
Security: | 83088M102 | Meeting Type: | Annual | ||||
Ticker: | SWKS | Meeting Date: | 11-May-2016 | ||||
ISIN: | US83088M1027 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: DAVID J. ALDRICH | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: KEVIN L. BEEBE | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: TIMOTHY R. FUREY | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: CHRISTINE KING | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: DAVID P. MCGLADE | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: DAVID J. MCLACHLAN | Mgmt | For | For | |||
1H. | ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM | Mgmt | For | For | |||
2. | TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT | Mgmt | For | For | |||
COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED | |||||||
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR | |||||||
2016. | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF | Mgmt | For | For | |||
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED | |||||||
IN THE COMPANY'S PROXY STATEMENT. | |||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED | Mgmt | For | For | |||
CERTIFICATE OF INCORPORATION TO ELIMINATE THE | |||||||
SUPERMAJORITY VOTE PROVISIONS RELATING TO THE | |||||||
AMENDMENT OF THE COMPANY'S BY-LAWS. | |||||||
5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED | Mgmt | For | For | |||
CERTIFICATE OF INCORPORATION TO ELIMINATE THE | |||||||
SUPERMAJORITY VOTE PROVISIONS RELATING TO STOCKHOLDER | |||||||
APPROVAL OF A MERGER OR CONSOLIDATION, DISPOSITION OF | |||||||
ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S ASSETS, OR | |||||||
ISSUANCE OF A SUBSTANTIAL AMOUNT OF THE COMPANY'S | |||||||
SECURITIES. | |||||||
6. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED | Mgmt | For | For | |||
CERTIFICATE OF INCORPORATION TO ELIMINATE THE | |||||||
SUPERMAJORITY VOTE PROVISIONS RELATING TO STOCKHOLDER | |||||||
APPROVAL OF A BUSINESS COMBINATION WITH ANY RELATED | |||||||
PERSON. | |||||||
7. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED | Mgmt | For | For | |||
CERTIFICATE OF INCORPORATION TO ELIMINATE THE | |||||||
SUPERMAJORITY VOTE PROVISION RELATING TO STOCKHOLDER | |||||||
AMENDMENT OF CHARTER PROVISIONS GOVERNING DIRECTORS. | |||||||
8. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED | Mgmt | For | For | |||
CERTIFICATE OF INCORPORATION TO ELIMINATE THE | |||||||
SUPERMAJORITY VOTE PROVISION RELATING TO STOCKHOLDER | |||||||
AMENDMENT OF THE CHARTER PROVISION GOVERNING ACTION BY | |||||||
STOCKHOLDERS. |
SUPERCOM LTD. | Agenda Number: | 934279680 | |||||
Security: | M87095119 | Meeting Type: | Annual | ||||
Ticker: | SPCB | Meeting Date: | 30-Sep-2015 | ||||
ISIN: | IL0010830961 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | TO APPOINT DELOITTE BRIGHTMAN ALMAGOR ZOHAR & CO. AS | Mgmt | For | For | |||
THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE | |||||||
YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE | |||||||
COMPANY'S AUDIT COMMITTEE TO FIX THE REMUNERATION | |||||||
THEREOF IN ACCORDANCE WITH THE VOLUME AND NATURE OF | |||||||
THEIR SERVICES. | |||||||
2. | TO RE-ELECT TWO (2) DIRECTORS FOR TERMS EXPIRING AT | Mgmt | For | For | |||
OUR 2016 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | |||||||
3. | TO APPROVE RE-ELECTION OF OUR EXTERNAL DIRECTOR FOR | Mgmt | For | For | |||
ADDITIONAL TERM OF 3 YEARS COMMENCING AS OF DECEMBER | |||||||
27, 2015. | |||||||
3A. | DO YOU HAVE A PERSONAL INTEREST (AS DEFINED IN THE | Mgmt | Take No Action | ||||
PROXY STATEMENT) IN RESOLUTION 3. MARK “FOR” = “YES” | |||||||
OR “AGAINST” = “NO” |
TELENAV, INC. | Agenda Number: | 934285479 | |||||
Security: | 879455103 | Meeting Type: | Annual | ||||
Ticker: | TNAV | Meeting Date: | 19-Nov-2015 | ||||
ISIN: | US8794551031 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
DR. HP JIN | Mgmt | For | For | ||||
JOSEPH M. ZAELIT | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS | Mgmt | For | For | |||
TELENAV'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | |||||||
FOR THE FISCAL YEAR ENDING JUNE 30, 2016. |
THE MARCUS CORPORATION | Agenda Number: | 934275822 | |||||
Security: | 566330106 | Meeting Type: | Annual | ||||
Ticker: | MCS | Meeting Date: | 13-Oct-2015 | ||||
ISIN: | US5663301068 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
STEPHEN H. MARCUS | Mgmt | For | For | ||||
DIANE MARCUS GERSHOWITZ | Mgmt | For | For | ||||
DANIEL F. MCKEITHAN, JR | Mgmt | For | For | ||||
ALLAN H. SELIG | Mgmt | For | For | ||||
TIMOTHY E. HOEKSEMA | Mgmt | For | For | ||||
BRUCE J. OLSON | Mgmt | For | For | ||||
PHILIP L. MILSTEIN | Mgmt | For | For | ||||
BRONSON J. HAASE | Mgmt | For | For | ||||
JAMES D. ERICSON | Mgmt | For | For | ||||
GREGORY S. MARCUS | Mgmt | For | For | ||||
BRIAN J. STARK | Mgmt | For | For | ||||
KATHERINE M. GEHL | Mgmt | For | For | ||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE | Mgmt | For | For | |||
COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||
3. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
TIVO INC. | Agenda Number: | 934251226 | |||||
Security: | 888706108 | Meeting Type: | Annual | ||||
Ticker: | TIVO | Meeting Date: | 22-Jul-2015 | ||||
ISIN: | US8887061088 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A | ELECTION OF DIRECTOR: PETER AQUINO | Mgmt | For | For | |||
1B | ELECTION OF DIRECTOR: DANIEL MOLONEY | Mgmt | For | For | |||
1C | ELECTION OF DIRECTOR: THOMAS WOLZIEN | Mgmt | For | For | |||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S | Mgmt | For | For | |||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE | |||||||
FISCAL YEAR ENDING JANUARY 31, 2016. | |||||||
3. | TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE | Mgmt | For | For | |||
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS | |||||||
DISCLOSED IN THIS PROXY STATEMENT PURSUANT TO THE | |||||||
COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND | |||||||
EXCHANGE COMMISSION (“SAY-ON-PAY”). |
TRANSACT TECHNOLOGIES INCORPORATED | Agenda Number: | 934365431 | |||||
Security: | 892918103 | Meeting Type: | Annual | ||||
Ticker: | TACT | Meeting Date: | 12-May-2016 | ||||
ISIN: | US8929181035 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
GRAHAM Y. TANAKA | Mgmt | For | For | ||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Mgmt | For | For | |||
ACCOUNTING FIRM. | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF | Mgmt | For | For | |||
OUR NAMED EXECUTIVE OFFICERS. |
UNITED ONLINE, INC. | Agenda Number: | 934444326 | |||||
Security: | 911268209 | Meeting Type: | Special | ||||
Ticker: | UNTD | Meeting Date: | 29-Jun-2016 | ||||
ISIN: | US9112682094 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF | Mgmt | For | For | |||
MAY 4, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, | |||||||
WHICH WE REFER TO AS THE “MERGER AGREEMENT,” BY AND | |||||||
AMONG UNITED ONLINE, B. RILEY FINANCIAL, INC., A | |||||||
DELAWARE CORPORATION, WHICH WE REFER TO AS “B. RILEY,” | |||||||
AND UNIFY MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY | |||||||
OF B. RILEY. | |||||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE | Mgmt | For | For | |||
COMPENSATION ARRANGEMENTS DISCLOSED IN THE | |||||||
ACCOMPANYING PROXY STATEMENT THAT MAY BE PAYABLE TO | |||||||
UNITED ONLINE'S NAMED EXECUTIVE OFFICERS IN CONNECTION | |||||||
WITH THE COMPLETION OF THE MERGER. | |||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FROM | Mgmt | For | For | |||
TIME TO TIME, IF NECESSARY, TO SOLICIT ADDITIONAL | |||||||
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME | |||||||
OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
VIAD CORP | Agenda Number: | 934369338 | |||||
Security: | 92552R406 | Meeting Type: | Annual | ||||
Ticker: | VVI | Meeting Date: | 19-May-2016 | ||||
ISIN: | US92552R4065 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1A. | ELECTION OF DIRECTOR: ANDREW B. BENETT | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: ISABELLA CUNNINGHAM | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: STEVEN W. MOSTER | Mgmt | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE | Mgmt | For | For | |||
LLP AS VIAD'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2016. | |||||||
3. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER | Mgmt | For | For | |||
COMPENSATION. |
VIASAT, INC. | Agenda Number: | 934264235 | |||||
Security: | 92552V100 | Meeting Type: | Annual | ||||
Ticker: | VSAT | Meeting Date: | 16-Sep-2015 | ||||
ISIN: | US92552V1008 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
FRANK J. BIONDI, JR. | Mgmt | For | For | ||||
ROBERT JOHNSON | Mgmt | For | For | ||||
JOHN STENBIT | Mgmt | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS | Mgmt | For | For | |||
LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | |||
4. | AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK | Mgmt | For | For | |||
PURCHASE PLAN | |||||||
5. | AMENDMENT AND RESTATEMENT OF THE 1996 EQUITY | Mgmt | For | For | |||
PARTICIPATION PLAN |
VIAVI SOLUTIONS INC | Agenda Number: | 934288526 | |||||
Security: | 925550105 | Meeting Type: | Annual | ||||
Ticker: | VIAV | Meeting Date: | 17-Nov-2015 | ||||
ISIN: | US9255501051 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
RICHARD BELLUZZO | Mgmt | For | For | ||||
KEITH BARNES | Mgmt | For | For | ||||
TOR BRAHAM | Mgmt | For | For | ||||
TIMOTHY CAMPOS | Mgmt | For | For | ||||
DONALD COLVIN | Mgmt | For | For | ||||
MASOOD JABBAR | Mgmt | For | For | ||||
PAMELA STRAYER | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | Mgmt | For | For | |||
LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR | |||||||
VIAVI SOLUTIONS INC. FOR THE FISCAL YEAR ENDING JULY | |||||||
2, 2016. | |||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE | Mgmt | For | For | |||
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
VISHAY PRECISION GROUP, INC. | Agenda Number: | 934389354 | |||||
Security: | 92835K103 | Meeting Type: | Annual | ||||
Ticker: | VPG | Meeting Date: | 26-May-2016 | ||||
ISIN: | US92835K1034 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
MARC ZANDMAN | Mgmt | For | For | ||||
JANET CLARKE | Mgmt | For | For | ||||
SAUL REIBSTEIN | Mgmt | For | For | ||||
TIMOTHY TALBERT | Mgmt | For | For | ||||
ZIV SHOSHANI | Mgmt | For | For | ||||
CARY WOOD | Mgmt | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Mgmt | For | For | |||
VISHAY PRECISION GROUP, INC.'S REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
WD-40 COMPANY | Agenda Number: | 934293197 | |||||
Security: | 929236107 | Meeting Type: | Annual | ||||
Ticker: | WDFC | Meeting Date: | 08-Dec-2015 | ||||
ISIN: | US9292361071 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
G.H. BATEMAN | Mgmt | For | For | ||||
P.D. BEWLEY | Mgmt | For | For | ||||
M. CLAASSEN | Mgmt | For | For | ||||
R.A. COLLATO | Mgmt | For | For | ||||
M.L. CRIVELLO | Mgmt | For | For | ||||
L.A. LANG | Mgmt | For | For | ||||
G.O. RIDGE | Mgmt | For | For | ||||
G.A. SANDFORT | Mgmt | For | For | ||||
N.E. SCHMALE | Mgmt | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | Mgmt | For | For | |||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | |||||||
ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
WEB.COM GROUP, INC. | Agenda Number: | 934359084 | |||||
Security: | 94733A104 | Meeting Type: | Annual | ||||
Ticker: | WEB | Meeting Date: | 11-May-2016 | ||||
ISIN: | US94733A1043 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
ROBERT S. MCCOY, JR. | Mgmt | For | For | ||||
PHILIP J. FACCHINA | Mgmt | For | For | ||||
JOHN GIULIANI | Mgmt | For | For | ||||
2. | CONSIDER AND VOTE UPON THE PROPOSED AMENDED AND | Mgmt | For | For | |||
RESTATED WEB.COM GROUP, INC. 2014 EQUITY INCENTIVE | |||||||
PLAN. | |||||||
3. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE | Mgmt | For | For | |||
INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING | |||||||
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | |||||||
4. | PROVIDE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE | Mgmt | For | For | |||
COMPENSATION. |
WIDEPOINT CORPORATION | Agenda Number: | 934295747 | |||||
Security: | 967590100 | Meeting Type: | Annual | ||||
Ticker: | WYY | Meeting Date: | 17-Dec-2015 | ||||
ISIN: | US9675901006 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1. | DIRECTOR | ||||||
JAMES RITTER | Mgmt | For | For | ||||
OTTO GUENTHER | Mgmt | For | For | ||||
GEORGE NORWOOD | Mgmt | For | For | ||||
PAUL JOHNSON | Mgmt | For | For | ||||
2. | TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT ACCOUNTANTS. |
XCERRA CORPORATION | Agenda Number: | 934297412 | |||||
Security: | 98400J108 | Meeting Type: | Annual | ||||
Ticker: | XCRA | Meeting Date: | 16-Dec-2015 | ||||
ISIN: | US98400J1088 |
Prop.# | Proposal | Proposal | Proposal Vote | For/Against | |||
Type | Management | ||||||
1.1 | ELECTION OF CLASS II DIRECTOR TO SERVE FOR THREE-YEARS | Mgmt | For | For | |||
TERM: ROGER W. BLETHEN | |||||||
1.2 | ELECTION OF CLASS II DIRECTOR TO SERVE FOR THREE-YEARS | Mgmt | For | For | |||
TERM: ROGER J. MAGGS | |||||||
2. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE | Mgmt | For | For | |||
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | |||||||
AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT, | |||||||
INCLUDING THE DISCLOSURES UNDER THE HEADING | |||||||
“COMPENSATION DISCUSSION AND ANALYSIS,” THE | |||||||
COMPENSATION TABLES, AND ANY RELATED MATERIALS | |||||||
INCLUDED IN THE PROXY STATEMENT. | |||||||
3. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE | Mgmt | For | For | |||
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |||||||
FIRM FOR ITS FISCAL YEAR ENDING JULY 31, 2016. | |||||||
4. | TO RE-APPROVE THE COMPANY'S 2010 STOCK PLAN FOR | Mgmt | For | For | |||
PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE | |||||||
CODE. |
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
World Funds Trust
(Registrant)
/s/ John Pasco, III
By (Signature and
Title)
Name: John Pasco, III
Title: President
Date: August 15, 2016