-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1PXjngkUoZ4HKSyCoBxiX4jF/IcNrzqDGW7PZnf66MVWDhHjVcTcS84kJYiN+L5 Ujn+bVKqJQ4wEdO9z6dz1A== 0001396009-08-000209.txt : 20080910 0001396009-08-000209.hdr.sgml : 20080910 20080910153749 ACCESSION NUMBER: 0001396009-08-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080909 FILED AS OF DATE: 20080910 DATE AS OF CHANGE: 20080910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vulcan Materials CO CENTRAL INDEX KEY: 0001396009 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 208579133 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (205) 298-3000 MAIL ADDRESS: STREET 1: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 FORMER COMPANY: FORMER CONFORMED NAME: Virginia Holdco, Inc. DATE OF NAME CHANGE: 20070409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES DONALD M CENTRAL INDEX KEY: 0001188417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33841 FILM NUMBER: 081065133 MAIL ADDRESS: STREET 1: C/O VULCAN MATERIALS COMPANY STREET 2: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 4 1 jam907.xml X0303 4 2008-09-09 0 0001396009 Vulcan Materials CO VMC 0001188417 JAMES DONALD M 1200 URBAN CENTER DRIVE BIRMINGHAM AL 35242 1 1 0 0 Chairman & CEO Common Stock 2008-09-09 4 M 0 20000 45.17 A 177156 D Common Stock 2008-09-09 4 F 0 11581 78.00 D 165575 D Common Stock 2008-09-09 4 F 0 3489 78.00 D 162086 D Common Stock (401k) 24758 D Common Stock (Restricted Stock Units) 95048 D Stock Options (Right to Buy) 45.17 2008-09-09 4 M 0 20000 78.00 D 2000-02-11 2009-02-11 Common Stock 20000 175000 D Performance Share Units 0.00 2009-12-31 Common Stock 15000 15000 D Performance Share Units 0.00 2010-12-31 Common Stock 19500 19500 D Phantom Stock (Deferred Comp DSUs/PSUs) 0.00 Common Stock 89879 89879 D Phantom Stock (Deferred Compensation) 0.00 Common Stock 15611 15611 D Stock Appreciation Right 109.20 2008-02-08 2017-02-08 Common Stock 111250 111250 D Stock Appreciation Right 70.69 2009-02-07 2018-02-07 Common Stock 75000 75000 D Stock Options (Right to Buy) 42.34 2001-02-10 2010-02-10 Common Stock 220000 220000 D Stock Options (Right to Buy) 44.90 2002-02-09 2011-02-09 Common Stock 200000 200000 D Stock Options (Right to Buy) 45.95 2003-02-07 2012-02-07 Common Stock 200000 200000 D Stock Options (Right to Buy) 31.47 2004-01-01 2013-02-13 Common Stock 145000 145000 D Stock Options (Right to Buy) 46.76 2005-01-01 2014-02-12 Common Stock 130000 130000 D Stock Options (Right to Buy) 57.10 2005-12-31 2015-02-10 Common Stock 146000 146000 D Stock Options (Right to Buy) 68.63 2005-12-08 2015-12-08 Common Stock 118000 118000 D Stock Options (Right to Buy) 69.31 2006-01-24 2016-01-24 Common Stock 169800 169800 D Mature VMC shares deemed tendered for option exercise price. Shares withheld by Company for tax withholding. Shares now being reported separately from Common Stock. Shares of various types were previously grouped together under the security titled Common Stock. The option vests over five years in 20% increments each year on the anniversary of the grant date. Performance Share Units vest at December 31 following a three-year award period. At the end of the award period, the Compensation Committee determines the payment amount based on Company performance. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date. Represents time-based restricted stock units ('RSUs') reported as shares of common stock. The reporting person has elected, upon the vesting thereof, to defer the receipt of these shares under the terms of the Company's Executive Deferred Compensation Plan. The units are to be settled in Vulcan common stock the year following the year of retirement of the reporting person. Convertible on a 1-for-1 basis. The units are to be settled in Vulcan common stock commencing at the retirement of the reporting person. The option vests over five years in 20% increments each year on December 31 following the grant date. The option is fully vested as of the grant date, however, the sale of underlying shares is restricted until January 1, 2009. The option is fully vested as of the grant date, however, the sale of underlying shares is restricted until January 24, 2009. By: Amy M. Tucker, Attorney-in-Fact 2008-09-10 -----END PRIVACY-ENHANCED MESSAGE-----