0001140361-16-077889.txt : 20160825
0001140361-16-077889.hdr.sgml : 20160825
20160825175001
ACCESSION NUMBER: 0001140361-16-077889
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160823
FILED AS OF DATE: 20160825
DATE AS OF CHANGE: 20160825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vulcan Materials CO
CENTRAL INDEX KEY: 0001396009
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 208579133
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 URBAN CENTER DRIVE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35242
BUSINESS PHONE: (205) 298-3000
MAIL ADDRESS:
STREET 1: 1200 URBAN CENTER DRIVE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35242
FORMER COMPANY:
FORMER CONFORMED NAME: Virginia Holdco, Inc.
DATE OF NAME CHANGE: 20070409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KHAN EJAZ A
CENTRAL INDEX KEY: 0001204572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33841
FILM NUMBER: 161852423
MAIL ADDRESS:
STREET 1: VULCAN MATERIALS CO
STREET 2: 1200 URBAN CENTER DR
CITY: BIRMINGHAM
STATE: AL
ZIP: 35242
4
1
doc1.xml
FORM 4
X0306
4
2016-08-23
0
0001396009
Vulcan Materials CO
VMC
0001204572
KHAN EJAZ A
1200 URBAN CENTER DRIVE
BIRMINGHAM
AL
35242
0
1
0
0
VP, Controller & CIO
Common Stock
2016-08-23
4
M
0
8570.0000
109.2000
A
31128.0000
D
Common Stock
2016-08-23
4
F
0
8200
118.9100
D
22928.0000
D
Common Stock (401(k))
19874.6622
D
Stock Appreciation Right
109.2000
2016-08-23
4
M
0
8570.0000
109.2000
D
2008-02-08
2017-02-18
Common Stock
8570.0000
0.0000
D
Performance Share Units
2016-12-31
Common Stock
3800
3800
D
Performance Share Units
2017-12-31
Common Stock
6000
6000
D
Performance Share Units
2018-12-31
Common Stock
3200
3200
D
Performance Share Units
2019-12-31
Common Stock
2700
2700
D
Stock Appreciation Right
43.0500
2011-02-11
2020-02-11
Common Stock
9100
9100
D
Stock Appreciation Right
43.63
2012-03-01
2021-03-01
Common Stock
3900
3900
D
Stock Appreciation Right
47.47
2010-02-12
2019-02-12
Common Stock
18250
18250
D
Stock Appreciation Right
55.41
2014-02-07
2023-02-07
Common Stock
3800
3800
D
Stock Appreciation Right
66.00
2015-02-13
2024-02-13
Common Stock
6000
6000
D
Stock Appreciation Right
70.69
2009-02-07
2018-02-07
Common Stock
5650
5650
D
Stock Appreciation Right
79.41
2016-02-12
2025-02-12
Common Stock
3200
3200
D
Stock Appreciation Right
92.02
2017-02-12
2026-02-12
Common Stock
2700
2700
D
Phantom Stock (Deferred Compensation)
Common Stock
0
0
D
Phantom Stock (Deferred Comp DSUs/PSUs)
Common Stock
10132.344
10132.344
D
Includes 15,209 shares held jointly by the reporting person and his spouse in joint brokerage accounts.
Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.
Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2013 and ends on December 31, 2016. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date.
Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2014 and ends on December 31, 2017. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date.
Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2015 and ends on December 31, 2018. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date.
Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2016 and ends on December 31, 2019. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date.
Each share of phantom stock is the economic equivalent of one share of Vulcan common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with Vulcan and may be transferred into an alternative investment account at any time.
Amount reflects an exempt transaction that occurred since the reporting person's prior Form 4.
The units are to be settled in Vulcan common stock following the year of retirement of the reporting person.
/s/ Jerry F. Perkins Jr., Attorney-in-Fact
2016-08-25