EX-99 6 g28009exv99.htm EX-99 exv99
EXHIBIT 99
MSHA CITATIONS AND LITIGATION
On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) was enacted. Section 1503 of the Dodd-Frank Act requires companies that are “operators” (as such term is defined in the Federal Mine Safety and Health Act of 1977 (the Mine Act)) to disclose certain mine safety information in each periodic report to the Securities and Exchange Commission. This information is related to the enforcement of the Mine Act by the Mine Safety and Health Administration (MSHA).
The Dodd-Frank Act requires disclosure of the following categories of violations, orders and citations: (1) Section 104 S&S Citations, which are citations issued for violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a mine safety or health hazard; (2) Section 104(b) Orders, which are orders issued upon a follow up inspection where the inspector finds the violation previously cited has not been totally abated in the prescribed time period; (3) Section 104(d) Citations and Orders, which are issued upon violations of mandatory health or safety standards caused by an unwarrantable failure of the operator to comply with the standards; (4) Section 110(b)(2) Violations, which result from the reckless and repeated failure to eliminate a known violation; (5) Section 107(a) Orders, which are given when MSHA determines that an imminent danger exists and results in an order of immediate withdrawal from the area of the mine affected by the condition; and (6) written notices from MSHA of a pattern of violations of mandatory health or safety standards that are of such nature as could have significantly and substantially contributed to the cause and effect of mine health or safety hazards under Section 104(e). In addition, the Dodd-Frank Act requires the disclosure of the total dollar value of proposed assessments from MSHA under the Mine Act and the total number of mining related fatalities.
The following disclosures are made pursuant to Section 1503.
During the three months ended September 30, 2011, none of our operations: (i) received Section 104(b) Orders; (ii) had any flagrant violations under Section 110(b)(2); (iii) received Section 107(a) Orders; (iv) received notice from MSHA of a pattern of violations of mandatory health or safety standards under Section 104(e); or (v) had any mining-related fatalities.
Exhibit 99

 


 

The table below sets forth, by mine, the total number of citations and/or orders issued to us by MSHA during the period covered by this report under the indicated provisions of the Mine Act, together with the total dollar value of proposed assessments, if any, from MSHA, received during the three months ended September 30, 2011. We received 126 federal mine safety inspections at 110 of our 263 active MSHA-regulated facilities during the reporting period. Of the 110 inspected operations, 100 did not receive any reportable citations or orders.
                                                                                               
 
                                                                    Total Dollar                 Received    
                                                                    Value of                 Written    
                                      Mine Act                           Proposed       Total       Notice    
                  Total                 § 104(d)                           MSHA       Number       under    
                  Number       Mine Act       Citations       Mine Act §       Mine Act       Assessments       of Mining       Mine Act    
        Number of       of S&S       § 104(b)       and       110(b)(2)       § 107(a)       (dollars in       Related       § 104(e)    
  Name of Operation     Inspections       Citations       Orders       Orders       Violations       Orders       thousands)       Fatalities       (yes/no)    
 
Bartlett Quarry UG, Bluff City, IL
      1         2         0         0         0         0         0         0       No  
 
Eastland Stone, TX
      1         1         0         0         0         0         0         0       No  
 
Ft Pierce Quarry, FL
      2         1         0         0         0         0         0         0       No  
 
Graham Virginia, Occoquan Quarry, VA
      1         1         0         0         0         0         0.7         0       No  
 
Kodak Quarry, TN
      1         1         0         2         0         0         0         0       No  
 
Lawrenceville Quarry, VA
      1         1         0         0         0         0         0         0       No  
 
Manassas Quarry, VA
      2         1         0         0         0         0         0         0       No  
 
Notasulga Quarry, AL
      3         2         0         0         0         0         0         0       No  
 
Shelbyville Quarry, TN
      1         1         0         0         0         0         0         0       No  
 
TSB Cement Plant, FL
      1         1         0         0         0         0         1.8         0       No  
 
Other Operations - 100
      112         0         0         0         0         0         0         0       No  
 
Total
      126         12         0         2         0         0         2.5         0              
 
The total dollar value of proposed assessments received during the three and nine months ended September 30, 2011 for all other citations, as well as proposed assessments received during the reporting period for citations previously issued, are $15,682 and $145,727, respectively.
The table below sets forth, by mine, the pending legal actions filed before the Federal Mine Safety and Health Review Commission during the three months ended September 30, 2011. We initiated each of these actions in order to contest the appropriateness of citations issued.
                                 
 
  Name of Operation     State     Case Type     Action Type     Date Case Filed  
 
Grand Rivers Quarry
    KY     Contest Penalty     104(a); 104(a) S&S     07/07/2011  
 
Mecklenburg Quarry
    VA     Contest Penalty     104(a)     07/15/2011  
 
Sweet Water Quarry
    TN     Contest Penalty     104(a) S&S     07/26/2011  
 
Athens Quarry
    TN     Contest Penalty     104(a) S&S; 104(g)(1) S&S     07/26/2011  
 
New Bristol Quarry
    TN     Contest Penalty     104(a) S&S     07/26/2011  
 
Cleveland Quarry
    TN     Contest Penalty     104(a)     07/26/2011  
 
Pineville Quarry
    NC     Contest Penalty     104(a)     07/26/2011  
 
Spruce Pine Quarry
    NC     Contest Penalty     104(a) S&S     07/26/2011  
 
Lemont Quarry UG
    IL     Contest Penalty     104(a)     08/04/2011  
 
LaGrange Quarry
    GA     Contest Penalty     104(a)     08/23/2011  
 
Jack Quarry
    VA     Contest Penalty     104(a)     08/24/2011  
 
Puddledock Sand & Gravel
    VA     Contest Penalty     104(a) S&S     08/24/2011  
 
Richmond Quarry
    VA     Contest Penalty     104(a)     08/24/2011  
 
Pocomoke City Sand
& Gravel
    MD     Contest Penalty     104(a)     08/24/2011  
 
Bartlett Quarry UG, Bluff City
    IL     Contest Penalty     104(a)     09/07/2011  
 
Tampa Cement Grinding
Plant
    FL     Contest Penalty     104(a) S&S     09/16/2011  
 
TSB Cement Plant
    FL     Contest Penalty     104(a) S&S     09/16/2011  
 
Francesville Quarry
    IN     Contest Penalty     104(a)     09/22/2011  
 
Childersburg Quarry
    AL     Contest Penalty     104(a)     09/22/2011  
 
Enka Quarry
    NC     Contest Penalty     104(a)     09/22/2011  
 
South Russellville Quarry
    AL     Contest Penalty     104(a)     09/26/2011  
 
Ellijay Quarry
    GA     Contest Penalty     104(a)     09/26/2011  
 
Columbia Quarry UG
    TN     Contest Penalty     104(a); 104(a) S&S     09/26/2011  
 
Exhibit 99