0001395942-21-000024.txt : 20210304 0001395942-21-000024.hdr.sgml : 20210304 20210304173232 ACCESSION NUMBER: 0001395942-21-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammer John C CENTRAL INDEX KEY: 0001605023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 21715488 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD. CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_161489713935614.xml FORM 4 X0306 4 2021-03-02 0 0001395942 KAR Auction Services, Inc. KAR 0001605023 Hammer John C C/O KAR AUCTION SERVICES, INC. 11299 NORTH ILLINOIS STREET CARMEL IN 46032 0 1 0 0 CCO of KAR, President of ADESA Common Stock 2021-03-02 4 M 0 1733 0 A 12719.333 D Common Stock 2021-03-02 4 F 0 423 13.99 D 12296.333 D Common Stock 2021-03-02 4 M 0 16206 0 A 28502.333 D Common Stock 2021-03-02 4 F 0 3947 13.99 D 24555.333 D Restricted Stock Units 2021-03-02 4 M 0 1733 0 D Common Stock 1733.0 0 D Restricted Stock Units Common Stock 1993.0 1993 D Restricted Stock Units Common Stock 284.0 284 D Restricted Stock Units 2021-03-02 4 M 0 16206 0 D Common Stock 16206.0 0 D Restricted Stock Units Common Stock 14991.892 14991.892 D Restricted Stock Units Common Stock 6143.0 6143 D Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Shares withheld by the Company to satisfy tax withholding requirements. Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. These restricted stock units remain subject to a time-vesting requirement and 13,122.663 restricted stock units are scheduled to vest and settle in common stock on February 22, 2022 and the remaining 1,869.230 restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Charles S. Coleman, as Attorney In Fact 2021-03-04