0001395942-20-000103.txt : 20201112 0001395942-20-000103.hdr.sgml : 20201112 20201112104340 ACCESSION NUMBER: 0001395942-20-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201111 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mary Ellen CENTRAL INDEX KEY: 0001791994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 201304447 MAIL ADDRESS: STREET 1: 11299 NORTH ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_160519580477049.xml FORM 4 X0306 4 2020-11-11 0 0001395942 KAR Auction Services, Inc. KAR 0001791994 Smith Mary Ellen 11299 NORTH ILLINOIS STREET CARMEL IN 46032 1 0 0 0 Common Stock 2020-11-11 4 P 0 5000 17.78 A 17067 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.775 to $17.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested. Charles S. Coleman as Attorney In Fact 2020-11-12