0001395942-20-000073.txt : 20200514 0001395942-20-000073.hdr.sgml : 20200514 20200514161436 ACCESSION NUMBER: 0001395942-20-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Thomas J CENTRAL INDEX KEY: 0001597236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 20877921 MAIL ADDRESS: STREET 1: 7601 INTERACTIE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_158948725764763.xml FORM 4 X0306 4 2020-05-12 0 0001395942 KAR Auction Services, Inc. KAR 0001597236 Fisher Thomas J C/O: KAR AUCTION SERVICES, INC. 11299 NORTH ILLINOIS STREET CARMEL IN 46032 0 1 0 0 EVP, Chief Digital Officer Common Stock 2020-05-12 4 M 0 593 0 A 2917 D Common Stock 2020-05-12 4 F 0 170 11.73 D 2747 D Common Stock 2020-05-12 4 M 0 5667 0 A 8414 D Common Stock 2020-05-12 4 F 0 1620 11.73 D 6794 D Restricted Stock Units 2020-05-12 4 M 0 593 0 D Common Stock 593.0 0 D Restricted Stock Units Common Stock 655.0 655 D Restricted Stock Units Common Stock 1505.0 1505 D Restricted Stock Units 2020-05-12 4 M 0 5667 0 D Common Stock 5667.0 0 D Restricted Stock Units Common Stock 6121.835 6121.835 D Restricted Stock Units Common Stock 4957.775 4957.775 D Restricted Stock Units Common Stock 4776.0 4776 D Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020. Shares withheld by the Company to satisfy tax withholding requirements. Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Charles S. Coleman, as Attorney-in-Fact 2020-05-14