0001209191-18-061503.txt : 20181207
0001209191-18-061503.hdr.sgml : 20181207
20181207162851
ACCESSION NUMBER: 0001209191-18-061503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181204
FILED AS OF DATE: 20181207
DATE AS OF CHANGE: 20181207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hatfield David
CENTRAL INDEX KEY: 0001395529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 181223841
MAIL ADDRESS:
STREET 1: C/O LIMELIGHT NETWORKS, INC.
STREET 2: 2220 W. 14TH STREET
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-04
0
0001474432
Pure Storage, Inc.
PSTG
0001395529
Hatfield David
650 CASTRO ST
MOUNTAIN VIEW
CA
94041
0
1
0
0
President
Class A Common Stock
2018-12-04
4
C
0
150510
A
462031
D
Class A Common Stock
2018-12-04
4
C
0
18666
A
18666
I
By Trust
Class A Common Stock
2018-12-04
4
C
0
18666
A
18666
I
By Trust
Class A Common Stock
2018-12-04
4
C
0
18666
A
18666
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
150510
0.00
D
Class A Common Stock
150510
0
D
Class B Common Stock
2018-12-04
4
C
0
18666
0.00
D
Class A Common Stock
18666
0
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
18666
0.00
D
Class A Common Stock
18666
0
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
18666
0.00
D
Class A Common Stock
18666
0
I
By Trust
Stock Option (right to buy)
1.225
2018-12-04
4
J
0
452112
0.00
D
2023-02-05
Class B Common Stock
452112
0
D
Stock Option (right to buy)
1.225
2018-12-04
4
J
0
452112
0.00
A
2023-02-05
Class A Common Stock
452112
452112
D
Stock Option (right to buy)
2.575
2018-12-04
4
J
0
400000
0.00
D
2024-01-29
Class B Common Stock
400000
0
D
Stock Option (right to buy)
2.575
2018-12-04
4
J
0
400000
0.00
A
2024-01-29
Class A Common Stock
400000
400000
D
Stock Option (right to buy)
2.98
2018-12-04
4
J
0
500000
0.00
D
2024-03-27
Class B Common Stock
500000
0
D
Stock Option (right to buy)
2.98
2018-12-04
4
J
0
500000
0.00
A
2024-03-27
Class A Common Stock
500000
500000
D
Stock Option (right to buy)
13.20
2018-12-04
4
J
0
150000
0.00
D
2025-03-16
Class B Common Stock
150000
0
D
Stock Option (right to buy)
13.20
2018-12-04
4
J
0
150000
0.00
A
2025-03-16
Class A Common Stock
150000
150000
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
75000
0.00
D
2025-09-22
Class B Common Stock
75000
0
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
75000
0.00
A
2025-09-22
Class A Common Stock
75000
75000
D
On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.
By DMH 2013 Irrevocable Trust
By JHH 2013 Irrevocable Trust
By KGH 2013 Irrevocable Trust
In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.
This option is fully vested.
The option vests in twenty-four (24) equal monthly installments beginning one month from January 1, 2018. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer.
The option vests in twelve (12) equal monthly installments beginning one month from February 15, 2020. The option shall be subject to accelerated vesting if, at any time, the Issuer terminates Optionholder's employment other than for Cause or Optionholder resigns for Good Reason, twenty-five percent (25%) of the unvested shares subject to the Option shall vest effective as of the termination or resignation date. If, on or within eighteen (18) months after a Change in Control, Optionholder's employment with the Issuer terminates either by the Issuer (or its successor) other than for Cause, or by Optionholder due to a resignation for Good Reason, all then-unvested outstanding shares subject to the Option shall vest in full effective as of the termination or resignation date.
The option vests in ten (10) equal monthly installments beginning one month from March 15, 2021. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan.
/s/ Joseph T. FitzGerald, attorney-in-fact
2018-12-07