0001209191-18-061503.txt : 20181207 0001209191-18-061503.hdr.sgml : 20181207 20181207162851 ACCESSION NUMBER: 0001209191-18-061503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hatfield David CENTRAL INDEX KEY: 0001395529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 181223841 MAIL ADDRESS: STREET 1: C/O LIMELIGHT NETWORKS, INC. STREET 2: 2220 W. 14TH STREET CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-04 0 0001474432 Pure Storage, Inc. PSTG 0001395529 Hatfield David 650 CASTRO ST MOUNTAIN VIEW CA 94041 0 1 0 0 President Class A Common Stock 2018-12-04 4 C 0 150510 A 462031 D Class A Common Stock 2018-12-04 4 C 0 18666 A 18666 I By Trust Class A Common Stock 2018-12-04 4 C 0 18666 A 18666 I By Trust Class A Common Stock 2018-12-04 4 C 0 18666 A 18666 I By Trust Class B Common Stock 2018-12-04 4 C 0 150510 0.00 D Class A Common Stock 150510 0 D Class B Common Stock 2018-12-04 4 C 0 18666 0.00 D Class A Common Stock 18666 0 I By Trust Class B Common Stock 2018-12-04 4 C 0 18666 0.00 D Class A Common Stock 18666 0 I By Trust Class B Common Stock 2018-12-04 4 C 0 18666 0.00 D Class A Common Stock 18666 0 I By Trust Stock Option (right to buy) 1.225 2018-12-04 4 J 0 452112 0.00 D 2023-02-05 Class B Common Stock 452112 0 D Stock Option (right to buy) 1.225 2018-12-04 4 J 0 452112 0.00 A 2023-02-05 Class A Common Stock 452112 452112 D Stock Option (right to buy) 2.575 2018-12-04 4 J 0 400000 0.00 D 2024-01-29 Class B Common Stock 400000 0 D Stock Option (right to buy) 2.575 2018-12-04 4 J 0 400000 0.00 A 2024-01-29 Class A Common Stock 400000 400000 D Stock Option (right to buy) 2.98 2018-12-04 4 J 0 500000 0.00 D 2024-03-27 Class B Common Stock 500000 0 D Stock Option (right to buy) 2.98 2018-12-04 4 J 0 500000 0.00 A 2024-03-27 Class A Common Stock 500000 500000 D Stock Option (right to buy) 13.20 2018-12-04 4 J 0 150000 0.00 D 2025-03-16 Class B Common Stock 150000 0 D Stock Option (right to buy) 13.20 2018-12-04 4 J 0 150000 0.00 A 2025-03-16 Class A Common Stock 150000 150000 D Stock Option (right to buy) 17.00 2018-12-04 4 J 0 75000 0.00 D 2025-09-22 Class B Common Stock 75000 0 D Stock Option (right to buy) 17.00 2018-12-04 4 J 0 75000 0.00 A 2025-09-22 Class A Common Stock 75000 75000 D On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. By DMH 2013 Irrevocable Trust By JHH 2013 Irrevocable Trust By KGH 2013 Irrevocable Trust In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. This option is fully vested. The option vests in twenty-four (24) equal monthly installments beginning one month from January 1, 2018. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer. The option vests in twelve (12) equal monthly installments beginning one month from February 15, 2020. The option shall be subject to accelerated vesting if, at any time, the Issuer terminates Optionholder's employment other than for Cause or Optionholder resigns for Good Reason, twenty-five percent (25%) of the unvested shares subject to the Option shall vest effective as of the termination or resignation date. If, on or within eighteen (18) months after a Change in Control, Optionholder's employment with the Issuer terminates either by the Issuer (or its successor) other than for Cause, or by Optionholder due to a resignation for Good Reason, all then-unvested outstanding shares subject to the Option shall vest in full effective as of the termination or resignation date. The option vests in ten (10) equal monthly installments beginning one month from March 15, 2021. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan. /s/ Joseph T. FitzGerald, attorney-in-fact 2018-12-07