0001504304-14-000011.txt : 20140219
0001504304-14-000011.hdr.sgml : 20140219
20140219154013
ACCESSION NUMBER: 0001504304-14-000011
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDOG INVESTORS, LLC
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Eaton Vance Risk-Managed Diversified Equity Income Fund
CENTRAL INDEX KEY: 0001395325
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86912
FILM NUMBER: 14625480
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-482-8260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Eaton Vance Risk-Managed Equity Income Fund
DATE OF NAME CHANGE: 20070404
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
SC 13D/A
1
thirda.txt
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
2/18/14
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
2,243,946
8. SHARED VOTING POWER
1,935,269
9. SOLE DISPOSITIVE POWER
2,243,946
_______________________________________________________
10. SHARED DISPOSITIVE POWER
1,935,269
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
4,179,215 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.99%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[x]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
2,243,946
8. SHARED VOTING POWER
1,935,269
9. SOLE DISPOSITIVE POWER
2,243,946
_______________________________________________________
10. SHARED DISPOSITIVE POWER
1,935,269
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
4,179,215 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.99%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
2,243,946
8. SHARED VOTING POWER
1,935,269
9. SOLE DISPOSITIVE POWER
2,243,946
_______________________________________________________
10. SHARED DISPOSITIVE POWER
1,935,269
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
4,179,215 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.99%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
2,243,946
8. SHARED VOTING POWER
1,935,269
9. SOLE DISPOSITIVE POWER
2,243,946
_______________________________________________________
10. SHARED DISPOSITIVE POWER
1,935,269
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
4,179,215 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.99%
14. TYPE OF REPORTING PERSON
IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #3 to the schedule 13d
filed July 19, 2012. Except as specifically set forth herein,
the schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the N-CSRS filed on August 28, 2013 there were 69,782,783 shares of
common stock outstanding as of 6/30/13 The percentages set forth herein were
derived using such number. Phillip Goldstein, Andrew Dakos and Steven
Samuels own Bulldog Investors, LLC, a registered investment advisor.
As of February 18, 2014, Bulldog Investors, LLC is deemed to be the
beneficial owner of 4,179,215 shares of ETJ by virtue of Bulldog Investors,
LLC's power to direct the vote of, and dispose of, these shares. These
4,179,215 shares of ETJ include 2,243,946 shares (representing 3.22% of
ETJ's outstanding shares) that are beneficially owned by (1) Mr. Goldstein
and (2) the following entities over which Messrs. Goldstein, Dakos and
Samuels exercise control: Opportunity Partners LP, Calapasas West Partners,
LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd.,
Full Value Partners, LP, and MCM Opportunity Partners, LP (collectively,
Bulldog Investors Funds). Bulldog Investors Funds and Mr. Goldstein may be
deemed to constitute a group. All other shares included in the
aforementioned 4,179,215 shares of ETJ beneficially owned by Bulldog
Investors, LLC (solely by virtue of its power to sell or direct the vote of
these shares) are also beneficially owned by clients of Bulldog Investors,
LLC who are not members of any group. The total number of these "non-group"
shares is 1,935,269 shares (representing 2.77% of ETJ's outstanding shares).
c) During the last 60 days the following shares of ETJ were sold:
Date: Shares: Price:
12/18/13 (151,043) 11.1686
01/22/14 (11,200) 11.6329
01/23/14 (30,005) 11.5441
01/30/14 (313) 11.3200
01/31/14 (26,400) 11.2869
02/06/14 (25,100) 11.3315
02/10/14 (28,600) 11.3921
02/11/14 (2,900) 11.4614
02/12/14 (1,474) 11.4507
02/13/14 (26,000) 11.4791
02/14/14 (11,600) 11.5644
02/18/14 (50,000) 11.5580
d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 2/19/2014
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samuels
Name: Steven Samuels
Bulldog Investors, LLC
By: /s/ Andrew Dakos
Andrew Dakos, Member
Footnote 1: The reporting persons disclaim beneficial ownership except
to the extent of any pecuniary interest therein.