1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
PROGENITY, INC.
[ PROG ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 06/01/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
1290 AVENUE OF THE AMERICAS, 42ND FLOOR |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
1290 AVENUE OF THE AMERICAS, 42ND FLOOR |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
505 FIFTH AVENUE, FLOOR 18 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
325 N. SAINT PAUL STREET, SUITE 4900 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
325 N. SAINT PAUL STREET, SUITE 4900 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
|
/s/ Athyrium Capital Management, LP, by Jeffrey A. Ferrell, President |
06/03/2021 |
|
/s/ Jeffrey A. Ferrell |
06/03/2021 |
|
/s/ Athyrium Capital Holdings, LLC, by Jeffrey A. Ferrell, Managing Member |
06/03/2021 |
|
/s/ Athyrium Funds GP Holdings LLC, by Jeffrey A. Ferrell, Managing Member |
06/03/2021 |
|
/s/ Athyrium Opportunities Advisers LLC, by Christian Neira, Authorized Signatory |
06/03/2021 |
|
/s/ NB Alternatives Advisers LLC, by Christian Neira, Authorized Signatory |
06/03/2021 |
|
/s/ NB Alternatives GP Holdings LLC, by Christian Neira, Authorized Signatory |
06/03/2021 |
|
/s/ NB Alternatives Holdings LLC, by Christian Neira, Authorized Signatory |
06/03/2021 |
|
/s/ Athyrium Opportunities III Acquisition LP, by Athyrium Opportunities Associates III LP, its general partner, by Athyrium Opportunities Associates III GP LLC, its general partner, by Andrew Hyman, Senior Vice President, Secretary |
06/03/2021 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |