0001209191-21-004487.txt : 20210120 0001209191-21-004487.hdr.sgml : 20210120 20210120182928 ACCESSION NUMBER: 0001209191-21-004487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Savel Robert Michael II CENTRAL INDEX KEY: 0001394692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 21539897 MAIL ADDRESS: STREET 1: 1025 OPAL WAY CITY: VACAVILLE STATE: CA ZIP: 95687 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-15 0 0001493566 OTONOMY, INC. OTIC 0001394692 Savel Robert Michael II C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Chief Technical Officer Stock Option (right to buy) 5.20 2021-01-15 4 A 0 150000 0.00 A 2031-01-14 Common Stock 150000 150000 D One-fourth (1/4) of the shares subject to the option vest on January 15, 2022 and one forty-eighth (1/48) of the shares vest monthly thereafter. In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 817,040 shares of common stock, which options vest according to their terms. /s/ Paul E. Cayer, by power of attorney 2021-01-20