0001209191-20-004034.txt : 20200117
0001209191-20-004034.hdr.sgml : 20200117
20200117164841
ACCESSION NUMBER: 0001209191-20-004034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Savel Robert Michael II
CENTRAL INDEX KEY: 0001394692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 20534094
MAIL ADDRESS:
STREET 1: 1025 OPAL WAY
CITY: VACAVILLE
STATE: CA
ZIP: 95687
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-15
0
0001493566
OTONOMY, INC.
OTIC
0001394692
Savel Robert Michael II
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Chief Technical Officer
Common Stock
16434
D
Stock Option (right to buy)
3.54
2020-01-15
4
A
0
250000
0.00
A
2030-01-14
Common Stock
250000
250000
D
The shares reported in Table I include an aggregate of 15,178 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 567,040 shares of common stock, which options vest according to their terms.
/s/ Paul E. Cayer, by power of attorney
2020-01-17