0001209191-19-004359.txt : 20190117
0001209191-19-004359.hdr.sgml : 20190117
20190117180001
ACCESSION NUMBER: 0001209191-19-004359
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190115
FILED AS OF DATE: 20190117
DATE AS OF CHANGE: 20190117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Savel Robert Michael II
CENTRAL INDEX KEY: 0001394692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 19531728
MAIL ADDRESS:
STREET 1: 1025 OPAL WAY
CITY: VACAVILLE
STATE: CA
ZIP: 95687
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-15
0
0001493566
OTONOMY, INC.
OTIC
0001394692
Savel Robert Michael II
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Chief Technical Officer
Stock Option (right to buy)
2.02
2019-01-15
4
A
0
200000
0.00
A
2029-01-14
Common Stock
200000
200000
D
One-fourth (1/4) of the shares subject to the option vest on January 15, 2020 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 367,040 shares of common stock, which options vest according to their terms.
/s/ Paul E. Cayer, by power of attorney
2019-01-17