0001209191-15-054423.txt : 20150617 0001209191-15-054423.hdr.sgml : 20150617 20150617200637 ACCESSION NUMBER: 0001209191-15-054423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150615 FILED AS OF DATE: 20150617 DATE AS OF CHANGE: 20150617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otonomy, Inc. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 242-5200 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Savel Robert Michael II CENTRAL INDEX KEY: 0001394692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 15938388 MAIL ADDRESS: STREET 1: 1025 OPAL WAY CITY: VACAVILLE STATE: CA ZIP: 95687 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-15 0 0001493566 Otonomy, Inc. OTIC 0001394692 Savel Robert Michael II C/O OTONOMY, INC. 6275 NANCY RIDGE DRIVE, SUITE 100 SAN DIEGO CA 92121 0 1 0 0 Chief Technical Officer Common Stock 2015-06-15 4 M 0 10212 1.76 A 11468 D Common Stock 2015-06-15 4 M 0 14788 6.33 A 26256 D Common Stock 2015-06-15 4 S 0 25000 23.7314 D 1256 D Employee Stock Option (right to buy) 1.76 2015-06-15 4 M 0 10212 1.76 D 2015-01-06 2024-01-31 Common Stock 10212 82222 D Employee Stock Option (right to buy) 6.33 2015-06-15 4 M 0 14788 6.33 D 2015-04-23 2024-06-03 Common Stock 14788 39819 D The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $22.60 to $24.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Of the total grant of 92,434 shares, one fourth of the shares subject to the option vest on January 6, 2015 and one forty-eighth of the shares vest monthly thereafter. Of the total grant of 54,607 shares, one fourth of the shares subject to the option vest on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter. /s/ Paul E. Cayer, by power of attorney 2015-06-17