0001209191-15-054423.txt : 20150617
0001209191-15-054423.hdr.sgml : 20150617
20150617200637
ACCESSION NUMBER: 0001209191-15-054423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150615
FILED AS OF DATE: 20150617
DATE AS OF CHANGE: 20150617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otonomy, Inc.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 242-5200
MAIL ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Savel Robert Michael II
CENTRAL INDEX KEY: 0001394692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 15938388
MAIL ADDRESS:
STREET 1: 1025 OPAL WAY
CITY: VACAVILLE
STATE: CA
ZIP: 95687
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-15
0
0001493566
Otonomy, Inc.
OTIC
0001394692
Savel Robert Michael II
C/O OTONOMY, INC.
6275 NANCY RIDGE DRIVE, SUITE 100
SAN DIEGO
CA
92121
0
1
0
0
Chief Technical Officer
Common Stock
2015-06-15
4
M
0
10212
1.76
A
11468
D
Common Stock
2015-06-15
4
M
0
14788
6.33
A
26256
D
Common Stock
2015-06-15
4
S
0
25000
23.7314
D
1256
D
Employee Stock Option (right to buy)
1.76
2015-06-15
4
M
0
10212
1.76
D
2015-01-06
2024-01-31
Common Stock
10212
82222
D
Employee Stock Option (right to buy)
6.33
2015-06-15
4
M
0
14788
6.33
D
2015-04-23
2024-06-03
Common Stock
14788
39819
D
The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan.
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $22.60 to $24.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Of the total grant of 92,434 shares, one fourth of the shares subject to the option vest on January 6, 2015 and one forty-eighth of the shares vest monthly thereafter.
Of the total grant of 54,607 shares, one fourth of the shares subject to the option vest on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.
/s/ Paul E. Cayer, by power of attorney
2015-06-17