0001179110-16-027088.txt : 20160630 0001179110-16-027088.hdr.sgml : 20160630 20160630142932 ACCESSION NUMBER: 0001179110-16-027088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mill City Ventures III, Ltd CENTRAL INDEX KEY: 0001425355 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 204709758 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 328 BARRY AVENUE STREET 2: SUITE 210 CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: 952 473 3442 MAIL ADDRESS: STREET 1: 328 BARRY AVENUE STREET 2: SUITE 210 CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: POKER MAGIC INC DATE OF NAME CHANGE: 20080129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERACI JOSEPH ANTHONY II CENTRAL INDEX KEY: 0001394647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00991 FILM NUMBER: 161742719 MAIL ADDRESS: STREET 1: 900 IDS CENTER STREET 2: 80 S. EIGHT STREET CITY: MINNEAPOLOS STATE: MN ZIP: 55402 FORMER NAME: FORMER CONFORMED NAME: GERACI JOSEPH ANTHONY III DATE OF NAME CHANGE: 20070327 4 1 edgar.xml FORM 4 - X0306 4 2016-06-28 0 0001425355 Mill City Ventures III, Ltd MCVT 0001394647 GERACI JOSEPH ANTHONY II 328 BARRY AVE S, #210 WAYZATA MN 55391 1 1 0 0 Chief Financial Officer Common Stock 17273 I By Spouse Common Stock 290055 I By Lantern Advisers LLC Common Stock 2016-06-28 4 P 0 8000 0.5456 A 266802 D A limited liability company, of which the Reporting Person is a member and a manager. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. /s/ Joseph A. Geraci II 2016-06-30