0001104659-20-092043.txt : 20200807 0001104659-20-092043.hdr.sgml : 20200807 20200807184316 ACCESSION NUMBER: 0001104659-20-092043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200805 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERACI JOSEPH ANTHONY II CENTRAL INDEX KEY: 0001394647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22778 FILM NUMBER: 201085926 MAIL ADDRESS: STREET 1: 900 IDS CENTER STREET 2: 80 S. EIGHT STREET CITY: MINNEAPOLOS STATE: MN ZIP: 55402 FORMER NAME: FORMER CONFORMED NAME: GERACI JOSEPH ANTHONY III DATE OF NAME CHANGE: 20070327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mill City Ventures III, Ltd CENTRAL INDEX KEY: 0001425355 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 900316651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1907 WAYZATA BOULEVARD STREET 2: SUITE 205 CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: (952) 479-1923 MAIL ADDRESS: STREET 1: 1907 WAYZATA BOULEVARD STREET 2: SUITE 205 CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: POKER MAGIC INC DATE OF NAME CHANGE: 20080129 4 1 tm2027027d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-08-05 0 0001425355 Mill City Ventures III, Ltd MCVT 0001394647 GERACI JOSEPH ANTHONY II 1907 WAYZATA BLVD., SUITE 205 WAYZATA MN 55391 1 1 0 0 Chief Financial Officer Common Stock 17273 I By spouse Common Stock 290055 I By Lantern Advisers LLC Common Stock 539500 D Common Stock 2020-08-05 4 P 0 3000 0.58 A 542500 D Common Stock 2020-08-07 4 P 0 10000 0.60 A 552500 D A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. /s/ Joseph A. Geraci, II 2020-08-07